Paul D. Cassidy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Daniel Cassidy was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2021 - December 31, 2022
ECONOMETRIC STRATEGIES LLC
January 27, 1999 - January 13, 2000
PNC BROKERAGE CORP
October 30, 1998 - January 26, 1999
IDS LIFE INSURANCE COMPANY
October 30, 1998 - January 26, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
June 19, 1997 - August 8, 1997
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
ECONOMETRIC STRATEGIES LLC
CRD#: 309821 / SEC#:
Contact information
Red Flags
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