Michael S. Carnahan
Professional summary
Michael Scott Carnahan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Michael had worked at 5 firms, which includes STONEBRIAR SECURITIES INC., ILICOB SALES CORPORATION, BAXTER BANKS & SMITH LTD., FIRST SECURITIES USA INC., AMERICAN FRONTEER FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2000 - June 14, 2000
STONEBRIAR SECURITIES, INC.
August 19, 1999 - October 5, 1999
ILICOB SALES CORPORATION
November 18, 1998 - September 13, 1999
BAXTER BANKS & SMITH, LTD.
March 17, 1998 - November 23, 1998
FIRST SECURITIES USA, INC.
October 27, 1997 - March 18, 1998
AMERICAN FRONTEER FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
STONEBRIAR SECURITIES, INC.
CRD#: 19193 / SEC#: , 8-37262
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
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