Kristie B. Konstans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristie Barrett Konstans, who also goes by Kristie Ann Barrett, Kristie Barrett Leatherberry, was a registered financial professional .
Kristie is a previously registered financial professional and started their career in finance in 1997. Kristie had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - April 16, 2019
WESTWOOD WEALTH MANAGEMENT
November 18, 2016 - August 11, 2017
WESTWOOD MANAGEMENT CORP
April 3, 2002 - February 10, 2014
CHARLES SCHWAB & CO., INC.
April 3, 2002 - February 10, 2014
CHARLES SCHWAB & CO., INC.
August 20, 1997 - March 13, 2002
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
WESTWOOD WEALTH MANAGEMENT
CRD#: 132162 / SEC#: 801-63410
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTWOOD WEALTH MANAGEMENT
CRD#: 132162 / SEC#: 801-63410
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 490 |
| AUM (Assets Under Management) | $ 638,234,293 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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