Terril S. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terril Scott Peterson, who also goes by Scott Peterson, Terril S Peterson, was a registered financial professional .
Terril is a previously registered financial professional and started their career in finance in 1997. Terril had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2025 - March 31, 2026
PRIME EXECUTIONS, INC.
November 10, 2020 - October 3, 2024
B. RILEY SECURITIES, INC.
August 9, 2013 - October 3, 2018
NORTHLAND SECURITIES, INC.
July 20, 2007 - October 3, 2018
NORTHLAND SECURITIES, INC.
April 5, 2000 - November 20, 2001
RBC CAPITAL MARKETS, LLC
July 10, 1997 - April 17, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
