Annette M. Manon

BOREAL CAPITAL MANAGEMENT LLC

Miami, FL 33131

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CRD#: 2905638

Professional summary

Annette Marie Manon, who also goes by Annette M Manon, is a registered financial advisor currently at BOREAL CAPITAL MANAGEMENT LLC located in Miami, Florida and BOREAL CAPITAL SECURITIES LLC located in Miami, Florida.

Annette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Annette has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Annette M Manon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BOREAL CAPITAL MANAGEMENT, LLC (SEC REGISTERED INVESTMENT ADVISER) LOCATED AT 1450 BRICKELL AVENUE, SUITE 2900 MIAMI, FLORIDA 33131. 2. INVERSIONES LUNAAZUL SRL, NICUYO ENTERPRISES SRL, ALTONA SRL & INVERSIONES LUNAROJA SRL - These four are all Holding Company for Real Estate Property in Cap Cana Dominican Republic where Rep is a Shareholder part of her family wealth with no website, compensation, personal financial investment or hours dedicated. The companies were created to own Real estate Property in D.R. and pursue recommendations to purchase other properties as they become available.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Annette Marie Manon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2013 - Present

BOREAL CAPITAL MANAGEMENT LLC

Office #1: 1450 Brickell Avenue Suite 2900, Miami, FL 33131

RIA

CRD#: 112221

Miami, FL

Current

December 13, 2012 - Present

BOREAL CAPITAL SECURITIES LLC

Office #1: 1450 Brickell Avenue, Suite 2900, Miami, FL 33131Office #2: 1450 Brickell Avenue Suite 2900, Miami, FL 33131

CRD#: 158599

Miami, FL

Past

December 12, 2003 - August 20, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

MIAMI, FL

Past

November 19, 2003 - August 20, 2012

LPL FINANCIAL LLC

CRD#: 6413

MIAMI, FL

Past

December 20, 2002 - November 24, 2003

RIGGS SECURITIES INC.

RIA

CRD#: 46202

WASHINGTON, DC

Past

December 18, 2002 - November 19, 2003

RIGGS SECURITIES INC.

CRD#: 46202

WASHINGTON, DC

Past

December 18, 1997 - August 23, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

November 17, 1997 - August 23, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOREAL CAPITAL MANAGEMENT LLC

BOREAL CAPITAL MANAGEMENT LLC | PRS LATAM LLC | MORA WEALTH MANAGEMENT LLC | INTRACOASTAL FAMILY OFFICE

CRD#: 112221 / SEC#: 801-57604

RIA

Registered Investment Advisory firm - (6/9/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/28/2013)

Florida
(8/23/2013)

IAR

Florida
(8/23/2013)

Texas
(8/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BOREAL CAPITAL MANAGEMENT LLC

BOREAL CAPITAL MANAGEMENT LLC | PRS LATAM LLC | MORA WEALTH MANAGEMENT LLC | INTRACOASTAL FAMILY OFFICE

CRD#: 112221 / SEC#: 801-57604

RIA

Registered Investment Advisory firm - (6/9/2000 Approved)

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Contact information

Main Address

1450 Brickell Avenue Suite 2900, Miami, FL 33131

Mailing Address

Phone number

(305) 459-5400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BOREAL CAPITAL MANAGEMENT - FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	719
AUM (Assets Under Management)	$ 1,839,898,461

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Annette M. Manon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Annette Marie Manon's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOREAL CAPITAL SECURITIES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RIGGS SECURITIES INC.

RIGGS SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BOREAL CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/1998

Series 63

Date: 12/1/1997

SIE

Date: 10/1/2018

Series 7

Date: 11/13/1997

FINRA

Current Firm

BOREAL CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOREAL CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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