Gene G. Branson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Gaylord Branson, who also goes by Gene G Branson, was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 1972. Gene had worked at 2 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2000 - December 31, 2011
PARTNERS INVESTMENT NETWORK, INC.
January 25, 1972 - November 22, 1999
WAMU INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/22/1972
Registered Representative ExaminationSeries 00
Date: 3/22/1975
General Securities Principal ExaminationCurrent Firm
PARTNERS INVESTMENT NETWORK, INC.
CRD#: 22423 / SEC#: , 8-39732
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
