Kevin J. Carlson

VESSEL WEALTH ADVISORS LLC

Portland, OR

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CRD#: 2905516

Professional summary

Kevin John Carlson is a registered financial advisor currently at VESSEL WEALTH ADVISORS LLC located in Portland, Oregon.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kevin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**KEVIN CARLSON POSITION: Agent NATURE: Insurance-related sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 222 NW 139th Avenue, Portland OR 97229, United States DESCRIPTION: I review life-insurance needs with clients and occasionally present them with options for meeting those needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Carlson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2022 - Present

VESSEL WEALTH ADVISORS LLC

RIA

CRD#: 310809

Portland, OR

Past

November 10, 2020 - June 3, 2022

ARBOR POINT ADVISORS

RIA

CRD#: 165127

PORTLAND, OR

Past

November 6, 2020 - June 3, 2022

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

PORTLAND, OR

Past

November 6, 2020 - June 3, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

Portland, OR

Past

February 10, 2016 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

Portland, OR

Past

February 10, 2016 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Portland, OR

Past

November 9, 2011 - February 17, 2016

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

PORTLAND, OR

Past

September 28, 2011 - February 17, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(6/7/2022)

IAR

Texas
(6/6/2022)

IAR

Washington
(6/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2011

General Securities Representative Examination

Current Firm

VESSEL WEALTH ADVISORS LLC

VESSEL WEALTH ADVISORS LLC | VOLT WEALTH ADVISORS LLC

CRD#: 310809 / SEC#:

Oregon

Registered Investment Advisory firm - (6/7/2022 Approved)

Texas

Registered Investment Advisory firm - (10/13/2021 Conditional Restricted)

Washington

Registered Investment Advisory firm - (6/8/2022 Approved)

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Contact information

Main Address

Portland, OR

Mailing Address

Phone number

(503) 855-6161

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 31,641,814

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin J. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

VESSEL WEALTH ADVISORS LLC

ARBOR POINT ADVISORS

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2011

Current Firm

VESSEL WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VESSEL WEALTH ADVISORS LLC

TRUST BUT VERIFY

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