Steven R. Schioldager
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Roy Schioldager was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1997. Steven had worked at 3 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 79, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2011 - September 8, 2011
COMMERCE STREET INVESTMENT MANAGEMENT
December 17, 2010 - January 6, 2015
COMMERCE STREET CAPITAL, LLC
August 19, 1997 - April 13, 1998
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
COMMERCE STREET INVESTMENT MANAGEMENT
CRD#: 144278 / SEC#: 801-68792
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMMERCE STREET INVESTMENT MANAGEMENT
CRD#: 144278 / SEC#: 801-68792
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76 |
| AUM (Assets Under Management) | $ 876,451,597 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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