John T. Moss

JTM WEALTH MANAGEMENT

Windham, NY 12496

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CRD#: 2904929

Professional summary

John Thomas Moss, CFP® is a registered financial advisor currently at JTM WEALTH MANAGEMENT, INC. located in Windham, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

John T Moss, CPA; Investment Related; 21 Vets Rd, Windham, NY 12496; Tax/Accounting; Owner; 01/2007 to present; 50 hrs per month; 2 hrs during security trading hours; and Tax Preparation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Moss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

June 7, 2021 - Present

JTM WEALTH MANAGEMENT, INC.

Office #1: 21 Vets Road, Windham, NY 12496

RIA

CRD#: 284045

Windham, NY

Past

April 15, 2004 - November 22, 2005

PLE WEALTH MANAGEMENT

RIA

CRD#: 130274

JACKSONVILLE, FL

Past

November 20, 2000 - January 2, 2013

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

BRUNSWICK, GA

Past

September 13, 2000 - August 4, 2016

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

WINDHAM, NY

Past

July 16, 1997 - September 1, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 16, 1997 - September 1, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/1997

General Securities Representative Examination

Current Firm

JTM WEALTH MANAGEMENT, INC.

CRD#: 284045 / SEC#:

New York

Registered Investment Advisory firm - (6/15/2016 Approved)

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Contact information

Main Address

21 Vets Road, Windham, NY 12496

Mailing Address

Po Box 276, Windham, NY 12496

Phone number

(518) 734-5303

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 22,578,605

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John T. Moss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Moss's CRS (Customer Relationship Summary).

Certified licenses

Experience

JTM WEALTH MANAGEMENT, INC.

PLE WEALTH MANAGEMENT

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2000

Series 63

Date: 7/25/1997

SIE

Date: 8/4/2016

Series 7

Date: 7/15/1997

Current Firm

JTM WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JTM WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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