MK
Michael L. Karapetian
LAZARI CAPITAL MANAGEMENT
Woodland Hills, CA 91303
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CRD#: 2904615
MK
Professional summary
Michael Lazari Karapetian, who also goes by Michael L Karapetian, is a registered financial advisor currently at LAZARI CAPITAL MANAGEMENT, INC. located in Woodland Hills, California and LYNDHURST SECURITIES INC. located in Glendale, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 13 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael L Karapetian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LAZARI CAPITAL MANAGEMENT, INC. INVESTMENT ADVISER REPRESENTATIVE- 6928 OWENSMOUTH AVE. #200, WOODLANDS HILLS, CA 91303; FEE BASED MONEY MANAGEMENT; INVESTMENT RELATED; PRESIDENT; DAY TO DAY MONEY MANAGEMENT OF INVESTMENTS; 90% OF TIME SPENT ON THIS ACTIVITY. 2) LAZARI ASSET MANAGEMENT, INC. - 6928 OWENSMOUTH AVE #200, WOODLAND HILLS, CA 91303, CORPORATION, ESTATE PLANNING, LIFE INSURANCE SALES AND BUSINESS MANAGEMENT, DIRECT BUSINESS SALES IN ANNUITIES, REAL ESTATE, 1031-EXCHANGES, PRESIDENT, 5% OF TIME SPENT ON THIS ACTIVITY. 3) TRUSTEE AND EXECUTOR; LAZARI ASSET MANAGEMENT, INC.; INVESTMENT RELATED: YES 6928 OWENSMOUTH AVE. #200, WOODLAND HILLS, CA, USA 91303; TRUSTEE SERVICES (INCLUDING BUT NOT LIMITED TO DISTRIBUTION OF TRUST ASSETS, CARRYING OUT INSTRUCTIONS OF TRUST) AND EXECUTOR SERVICES (INCLUDING BUT NOT LIMITED TO SETTLEMENT OF ESTATE); START DATE WITH BUSINESS: 2018-01-10; HRS DEVOTED TO BUSINESS DURING TRADING HRS:0; HRS DEVOTED TO BUSINESS OUTSIDE TRADING HRS:2; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 20. 4) JAMED, LLC - 6928 OWENSMOUTH AVE STE 200 WOODLAND HILLS, CA 91303; REAL ESTATE HOLDING COMPANY; NON INVESTMENT RELATED; MANAGING MEMBER; ADMINISTERING TO BUILDING RELATED ACTIVITIES; 1% OF TIME SPENT ON THIS ACTIVITY. 5) POMPEII HOLDINGS LLC - 300 DELAWARE AVE. SUITE 210-A, WILMINGTON, DE 19801; INVESTING IN SMALL BUSINESSES THAT NEED CAPITAL INJECTION; PASSIVE INVESTOR, ONLY PROVIDING CAPITAL; COMPENSATED BY PERCENTAGE OF PROFITS OR INTEREST ON CAPITAL INJECTION; 1% OF TIME SPENT ON THIS ACTIVITY. 6)TORTUGA HOLDING COMPANY, LLC - 300 W. GLENOAKS BLVD. SUITE 202 GLENDALE, CA 91202; MANAGING MEMBER; HOLDING COMPANY FOR PURPOSE OF HOLDING INTEREST IN DIFFERENT SMALL, NON-INVESTMENT RELATED BUSINESSES; 1% OF TIME SPENT ON THIS ACTIVITY. 7) MANAGING MEMBER - BROKEN WINDOW PRODUCTIONS, LLC, 4330 TALOFA AVENUE, TOLUCA LAKE, CA 91602; MANAGING MEMBER (50%) OF FILM PRODUCTION/FINANCING LLC; COMPENSATION TO BE BASED ON BOX OFFICE TICKET AND STREAMING SALES; 1% OF TIME SPENT ON THIS ACTIVITY. 8) DBA: IRON HILL WEALTH MANAGEMENT - 300 W. GLENOAKS BLVD. SUITE 202 GLENDALE, CA 91202; DBA USED FOR LAZARI CAPITAL MANAGEMENT, INC. BUSINESS TRANSACTED IN GLENDALE OFFICE ONLY. 9) MORAVIAN UNIVERSITY BOARD OF TRUSTEES - 1200 MAIN STREET, BETHLEHEM, PA 18018; TRUSTEE ON BOARD; NON-INVESTMENT RELATED; MEET WITH BOARD ON A QUARTERLY BASIS TO DISCUSS COLLEGE POLICIES; APPROVING THE COLLEGE'S MISSION AND OBJECTIVES; ADVISING THE PRESIDENT ON SCHOOL MATTERS; 1% OF TIME SPENT ON THIS ACTIVITY. 10) TRUSTEE/BOARD MEMBER - MERLIN TUTTLE'S BAT CONSERVATION, 5000 MISSION OAKS BLVD #141, AUSTIN, TX 78735; NON-INVESTMENT RELATED; NON-PROFIT ORGANIZATION WHOSE MISSION IS TO INSPIRE BAT CONSERVATION WORLDWIDE; 1% OF TIME DEVOTED; UNPAID. 11) HONEY BADGER CAPITAL LLC, GENERAL PARTNER TO HONEY BADGER OPPORTUNITIES FUND LP. 5% OF TIME SPENT ON THIS ACTIVITY. 12) KARAPETIAN ANIMAL RESCUE ENVIRONMENT FOUNDATION (KARE FOUNDATION) - PRESIDENT; NON PROFIT 501(c) 3 TAX-EXEMPT ORGANIZATION FOCUSING ON ANIMAL RESCUE, ENVIRONMENTAL CONSERVATION, AND COMMUNITY OUTREACH. 1% OF TIME DEVOTED; UNPAID.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Lazari Karapetian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2015 - Present
LAZARI CAPITAL MANAGEMENT, INC.
Office #1: 6928 Owensmouth Ave. #200, Woodland Hills, CA 91303RIA
CRD#: 172932
Woodland Hills, CA
Current
August 1, 2022 - Present
LYNDHURST SECURITIES INC.
Office #1: 300 W Glenoaks Blvd Suite 202, Glendale, CA 91202Office #2: 6928 Owensmouth Ave Suite 200, Woodland Hills, CA 91303BD
CRD#: 315582
Glendale, CA
Past
September 26, 2008 - December 31, 2017
KOVACK ADVISORS, INC.
RIA
CRD#: 140808
WOODLAND HILLS, CA
Past
September 26, 2008 - December 1, 2021
KOVACK SECURITIES INC.
BD
CRD#: 44848
WOODLAND HILLS, CA
Past
June 27, 2007 - September 26, 2008
MORGAN PEABODY, INC.
BD
CRD#: 38306
WOODLAND HILLS, CA
Past
January 15, 2004 - June 22, 2007
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
WOODLAND HILLS, CA
Past
November 3, 2003 - June 22, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
WOODLAND HILLS, CA
Past
October 24, 2001 - November 4, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
THOUSAND OAKS, CA
Past
February 13, 2001 - November 4, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
June 15, 2000 - February 12, 2001
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
August 30, 1999 - June 1, 2000
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
October 21, 1998 - July 2, 1999
SUMMIT FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 7246
BETHLEHEM, PA
Past
November 11, 1997 - October 21, 1998
FISERV INVESTOR SERVICES, INC.
BD
CRD#: 34637
HOUSTON, TX
Past
July 28, 1997 - October 17, 1997
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 28, 1997 - October 17, 1997
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LAZARI CAPITAL MANAGEMENT, INC.
IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L
CRD#: 172932 / SEC#: 801-112927
RIA
Registered Investment Advisory firm - (4/23/2018 Approved)California
Registered Investment Advisory firm - (9/19/2018 Terminated)Florida
Registered Investment Advisory firm - (8/20/2018 Terminated)Nevada
Registered Investment Advisory firm - (9/21/2018 Terminated)Texas
Registered Investment Advisory firm - (8/20/2018 Terminated)Virginia
Registered Investment Advisory firm - (8/21/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/8/2022)
IAR
California(1/2/2015)
RR
California(8/2/2022)
RR
Connecticut(9/16/2022)
IAR
Florida(1/20/2015)
RR
Florida(7/17/2023)
RR
Mississippi(6/27/2024)
IAR
Nevada(3/13/2015)
RR
Nevada(8/8/2022)
RR
New York(12/6/2022)
RR
Pennsylvania(8/5/2022)
RR
South Carolina(3/30/2023)
IAR
Texas(1/22/2015)
RR
Texas(10/10/2022)
RR
Utah(11/12/2024)
IAR
Virginia(3/23/2017)
RR
Virginia(10/7/2022)
RR
Washington(8/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LC
LAZARI CAPITAL MANAGEMENT, INC.
IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L
CRD#: 172932 / SEC#: 801-112927
RIA
Registered Investment Advisory firm - (4/23/2018 Approved)California
Registered Investment Advisory firm - (9/19/2018 Terminated)Florida
Registered Investment Advisory firm - (8/20/2018 Terminated)Nevada
Registered Investment Advisory firm - (9/21/2018 Terminated)Texas
Registered Investment Advisory firm - (8/20/2018 Terminated)Virginia
Registered Investment Advisory firm - (8/21/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6928 Owensmouth Ave. #200, Woodland Hills, CA 91303
Mailing Address
Phone number
(818) 264-0610
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,068 |
| AUM (Assets Under Management) | $ 614,623,292 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LAZARI CAPITAL MANAGEMENT, INC.
CRD#: 172932Woodland Hills, CA 91303TRUST BUT VERIFY
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Contact information
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