David J. Boemo

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CRD#: 2904335

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Joseph Boemo was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2006. David had worked at 6 firms and has passed the Series 79TO, Series 99TO, SIE, Series 79, Series 62, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 7, 2024 - November 18, 2024

CONSELLO FINANCIAL LLC

CRD#: 326524

NEW YORK, NY

Past

July 15, 2014 - November 2, 2021

CORPORATE PARTNERS & CO. LLC

CRD#: 168356

New York, NY

Past

November 26, 2008 - April 15, 2011

MORGAN JOSEPH TRIARTISAN CAPITAL LLC

CRD#: 122351

NEW YORK, NY

Past

April 21, 2008 - June 4, 2008

FIVE ARROWS CAPITAL MARKETS LLC

CRD#: 103806

NEW YORK, NY

Past

April 10, 2007 - October 3, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

NEW YORK, NY

Past

October 25, 2006 - April 18, 2008

FIVE ARROWS CAPITAL MARKETS LLC

CRD#: 103806

NEW YORK, NY

Past

September 11, 2006 - November 6, 2008

ABN AMRO INCORPORATED

CRD#: 15776

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 79TO

Date: 2/7/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 2/7/2024

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 1/6/2014

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 62

Date: 1/20/2010

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/7/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 2/7/2024

Financial and Operations Principal Examination

Current Firm

CONSELLO FINANCIAL LLC

CRD#: 326524 / SEC#: , 8-71101

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

590 Madison Avenue 26th Floor, New York, NY 10022

Mailing Address

590 Madison Avenue 26th Floor, New York, NY 10022

Phone number

(212) 884-9304

Established

Delaware since 03/09/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CONSELLO MB HOLDINGS LLC	MANAGER
BRITT, HARRIET JAYNE	CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING OFFICER	1429634
NISHIBAYASHI, YOSUKE	CHIEF EXECUTIVE OFFICER	6101766
ROMERO, MONIQUE VICTORIA	FINOP	6712654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David J. Boemo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CORPORATE PARTNERS & CO. LLC

MORGAN JOSEPH TRIARTISAN CAPITAL LLC

FIVE ARROWS CAPITAL MARKETS LLC

LASALLE FINANCIAL SERVICES, INC.

FIVE ARROWS CAPITAL MARKETS LLC

ABN AMRO INCORPORATED

State Registrations and Notice Filings

Exams

Series 79TO

Date: 2/7/2024

Series 99TO

Date: 2/7/2024

SIE

Date: 10/1/2018

Series 79

Date: 1/6/2014

Series 62

Date: 1/20/2010

Series 24

Date: 2/7/2024

Series 27

Date: 2/7/2024

Current Firm

CONSELLO FINANCIAL LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CONSELLO FINANCIAL LLC

TRUST BUT VERIFY

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