AK
Anthony J. Kerins
KEY INVESTMENT SERVICES LLC
Brownsburg, IN 46112
Some features on this profile are disabled
CRD#: 2904225
AK
Professional summary
Anthony James Kerins, who also goes by Anthony Kerins, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Brownsburg, Indiana.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Kerins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) SOUTH STARS HOCKEY CLUB POSITION: Vice President NATURE: High School varsity and Junior varsity hockey teams INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 451 E. Stop 11 Rd., Indianapolis IN 46227, United States DESCRIPTION: High School hockey club
CRS (Client Relationship Summary) - RIA
Click below to view Anthony James Kerins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anthony James Kerins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 757 North Green St., Brownsburg, IN 46112RIA
BD
CRD#: 136300
Brownsburg, IN
Current
January 5, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 757 North Green St., Brownsburg, IN 46112RIA
BD
CRD#: 136300
Brownsburg, IN
Past
June 22, 2021 - June 15, 2022
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
FRANKLIN, IN
Past
July 2, 2018 - January 26, 2021
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
CARMEL, IN
Past
July 2, 2018 - January 26, 2021
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
CARMEL, IN
Past
June 15, 2017 - July 11, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
INDIANAPOLIS, IN
Past
July 20, 2010 - July 11, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
INDIANAPOLIS, IN
Past
August 17, 2009 - July 9, 2010
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
INDIANAPOLIS, IN
Past
November 15, 2001 - July 6, 2004
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(1/5/2023)
IAR
Indiana(1/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
