Seth Wunder
Professional summary
Seth Wunder, who also goes by Seth Adam Winder, Seth Adam Wunder, is a registered financial advisor currently at ACORNS located in Beverly Hills, California and ACORNS SECURITIES, LLC located in Irvine, California.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Seth has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Seth Wunder's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2021 - Present
ACORNS
January 11, 2022 - Present
ACORNS SECURITIES, LLC
Office #1: 5300 California Avenue, Irvine, CA 92617May 20, 2002 - October 6, 2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
October 14, 1999 - May 16, 2002
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
ACORNS
CRD#: 165926 / SEC#: 801-78602
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/30/2021)
(7/17/2023)
Exams
FINRA
Current Firm
ACORNS
CRD#: 165926 / SEC#: 801-78602
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,813,137 |
| AUM (Assets Under Management) | $ 10,380,859,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 11/28/2023 | ||
| 04/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
