Paul L. Giorgio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Lawrence Giorgio MR, who also goes by Paul Lawrence Giorgio, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2000. Paul had worked at 11 firms and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2016 - November 1, 2019
LGA CAPITAL
March 30, 2015 - October 7, 2019
COINSHARES CAPITAL LLC
January 20, 2015 - May 19, 2017
MATRIX CAPITAL GROUP, INC.
January 9, 2015 - November 25, 2019
MATRIX 360 DISTRIBUTORS, LLC
September 3, 2014 - May 11, 2020
PACER FINANCIAL, INC.
April 14, 2012 - August 5, 2019
INTEGRAL WEALTH SECURITIES LLC
October 26, 2005 - February 23, 2006
CITCO SECURITIES, LLC
October 31, 2001 - February 20, 2007
CITCO MUTUAL FUND DISTRIBUTORS, INC.
April 23, 2001 - August 4, 2004
EMONEY SECURITIES LLC
January 22, 2001 - September 4, 2001
QUAKER SECURITIES, INC.
April 14, 2000 - March 8, 2001
INTEGRAL WEALTH SECURITIES LLC
April 13, 2000 - January 2, 2001
INCAP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 4/13/2012
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
LGA CAPITAL
CRD#: 282415 / SEC#: , 8-69715
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
