Michael B. Karwic

GLENAYR FAMILY ADVISORS LLC

Elverson, PA

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CRD#: 2903985

Professional summary

Michael Bassell Karwic, CFP®, who also goes by Michael B Karwic, is a registered financial advisor currently at GLENAYR FAMILY ADVISORS LLC located in Elverson, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael B Karwic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Faculty member with The Sudden Money Institute teaching Transition Finances; located at Elverson, PA; As of 04/29/2021; 10% time spent during business hours; Not conducted at branch location; Not investment related. 2. Owner, Apogee Innovations, LLC, entity created for facilitating woodworking business; Located at Elverson, PA; as of 04/29/2021; 0% of time spent during business hours; Not conducted at branch location; Not Investment related. 3. Co-owner, Tetra Worldwide, LLC; entity created for the purpose of facilitating E-commerce business; Located in Elverson, PA; as of start date; 0% of time spent during business hours; Not Conducted at branch location; Not investment related. 4. Insurance Agent; life insurance agent; Investment Related; 0% of time spent during business hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bassell Karwic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 519

EXTON, PA

Past

September 10, 2012 - November 20, 2018

IRON VALLEY WEALTH MANAGEMENT, LLC

RIA

CRD#: 164562

CHESTER SPRINGS, PA

Past

December 7, 2011 - October 11, 2012

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

WILMINGTON, DE

Past

November 21, 2011 - October 4, 2017

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/31/2022)

IAR

Virginia
(1/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/25/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/18/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/11/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/4/1997

General Securities Representative Examination

Current Firm

GLENAYR FAMILY ADVISORS LLC

GLENAYR FAMILY ADVISORS LLC | GLENAYR WEALTH ADVISORS LLC

CRD#: 171664 / SEC#:

Delaware

Registered Investment Advisory firm - (12/31/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/28/2022 Approved)

Virginia

Registered Investment Advisory firm - (8/28/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Brightwood, VA

Mailing Address

Phone number

(540) 229-1957

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael B. Karwic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bassell Karwic's CRS (Customer Relationship Summary).

Certified licenses

Experience

THIRD EYE ASSOCIATES, LTD

COMMONWEALTH FINANCIAL NETWORK

LINCOLN INVESTMENT

CAPITAL ANALYSTS

LINCOLN INVESTMENT

IRON VALLEY WEALTH MANAGEMENT, LLC

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

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MORGAN STANLEY

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MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/1997

Series 65

Date: 8/18/1997

SIE

Date: 10/1/2018

Series 31

Date: 4/11/2003

Series 7

Date: 8/4/1997

Current Firm

GLENAYR FAMILY ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

GLENAYR FAMILY ADVISORS LLC

TRUST BUT VERIFY

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