John S. Woodring
Professional summary
John Stewart Woodring is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Stewart Woodring's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2015 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116October 24, 2011 - April 15, 2015
NYLIFE DISTRIBUTORS LLC
May 11, 2009 - October 14, 2011
KESTRA INVESTMENT SERVICES, LLC
May 8, 2006 - April 4, 2008
LPL FINANCIAL LLC
May 11, 2005 - April 4, 2008
LPL FINANCIAL LLC
September 5, 2002 - August 27, 2003
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
June 18, 1997 - September 5, 2002
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2015)
(4/14/2015)
(4/14/2015)
(8/16/2021)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(5/17/2023)
(5/17/2023)
(4/14/2015)
(5/17/2023)
(4/14/2015)
(5/17/2023)
(9/27/2022)
(4/14/2015)
(4/24/2024)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
Monitor John Woodring
Get automatic monthly alerts on:
