Ryan E. Gillette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Eugene Gillette was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 1997. Ryan had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2015 - December 31, 2022
JUNIPER TREE INVESTMENTS LLC
July 5, 2013 - August 15, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 2, 2013 - August 15, 2013
WELLS FARGO CLEARING SERVICES, LLC
June 23, 2011 - April 9, 2013
TD AMERITRADE, INC.
June 23, 2011 - April 9, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 17, 2011 - April 9, 2013
TD AMERITRADE, INC.
November 18, 2008 - August 16, 2010
NATIONWIDE INVESTMENT ADVISORS, LLC
October 26, 2007 - August 16, 2010
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 18, 1997 - October 17, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JUNIPER TREE INVESTMENTS LLC
CRD#: 174906 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
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