Daniel Gutman
Professional summary
Daniel Gutman is a registered financial professional currently at SUMO CAPITAL, LLC located in Chicago, Illinois and BOLT-X LLC located in Chicago, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 4 firms and has passed the Series 99TO, Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Gutman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2016 - Present
SUMO CAPITAL, LLC
Office #1: 425 S. Financial Place 15th Floor, Chicago, IL 60605September 14, 2020 - Present
BOLT-X LLC
Office #1: 440 South Lasalle Suite 1525, Chicago, IL 60605December 26, 2013 - August 11, 2015
CASSANDRA TRADING GROUP, LLC
May 9, 2008 - December 21, 2016
DASH PRIME LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
New York Stock Exchange
Current Firm
BOLT-X LLC
CRD#: 140802 / SEC#: , 8-67342
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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