Jennifer L. Roney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Lenae Roney, who also goes by Jennifer Lenae Henry, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1997. Jennifer had worked at 5 firms and has passed the Series 63, SIE, Series 99 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2012 - December 21, 2012
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
August 22, 2012 - September 12, 2019
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
August 22, 2012 - September 12, 2019
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
July 28, 1998 - November 1, 2001
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
December 11, 1997 - May 12, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 19, 1997 - August 29, 1997
BLACKROCK EXECUTION SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
CRD#: 27884 / SEC#: , 8-43206
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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