Michael A. Sheehy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Sheehy was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2011 - August 29, 2016
CLIENT FIRST INVESTMENT MANAGEMENT, INC.
January 19, 2010 - February 4, 2011
CUTTINGEDGE ADVISORS
May 6, 2008 - December 31, 2009
CUTTINGEDGE ADVISORS
May 2, 2008 - February 7, 2011
SILVER OAK SECURITIES, INCORPORATED
December 1, 2006 - May 2, 2008
QUESTAR CAPITAL CORPORATION
June 29, 2006 - May 5, 2008
QUESTAR ASSET MANAGEMENT, INC.
July 22, 2003 - December 1, 2006
USALLIANZ SECURITIES, INC.
April 29, 1998 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
November 7, 1997 - June 12, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLIENT FIRST INVESTMENT MANAGEMENT, INC.
CRD#: 155301 / SEC#:
Contact information
Red Flags
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