Gregory E. Parets
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Evan Parets, who also goes by Gregory E Parets, Gregory Evan Parets, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2009. Gregory had worked at 3 firms and has passed the Series 66, Series 82TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2024 - May 11, 2026
ALVAREZ & MARSAL SECURITIES, LLC
November 30, 2010 - March 8, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2010 - March 8, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2009 - April 8, 2010
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 7/16/2024
Limited Representative-Private Securities OfferingsCurrent Firm
ALVAREZ & MARSAL SECURITIES, LLC
CRD#: 127858 / SEC#: , 8-66055
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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