Gregory E. Parets
Professional summary
Gregory Evan Parets, who also goes by Gregory E Parets, Gregory Evan Parets, is a registered financial professional currently at ALVAREZ & MARSAL SECURITIES, LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2009. Gregory has worked at 3 firms and has passed the Series 66, Series 82TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Evan Parets's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2024 - Present
ALVAREZ & MARSAL SECURITIES, LLC
Office #1: 600 Madison Ave 8th Floor, New York, NY, 10022November 30, 2010 - March 8, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2010 - March 8, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2009 - April 8, 2010
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 82TO
Date: 7/16/2024
Limited Representative-Private Securities OfferingsFINRA
Current Firm
ALVAREZ & MARSAL SECURITIES, LLC
CRD#: 127858 / SEC#: , 8-66055
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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