BS
Brian M. Schultz
PINNACLE INVESTMENTS
East Syracuse, NY 13057
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CRD#: 2903207
BS
Professional summary
Brian Michael Schultz is a registered financial advisor currently at PINNACLE INVESTMENTS, LLC located in East Syracuse, New York.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bishop Grimes Jr/Sr High School, Is Not Investment Related,"6653 Kirkville Rd, , East Syracuse, NY, 13057, United States", Secondary education,Treasurer,2014-05-01,4 hours per month,0 hours per month during trading hours, No Compensation, Treasurer for BOD 12/14/2012 - Choice Point Advisors - DBA established for marketing and expense purposes
CRS (Client Relationship Summary) - RIA
Click below to view Brian Michael Schultz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Michael Schultz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2021 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 6320 Fly Rd Suite 102, East Syracuse, NY 13057RIA
BD
CRD#: 142910
East Syracuse, NY
Current
March 31, 2021 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 6320 Fly Rd Suite 102, East Syracuse, NY 13057RIA
BD
CRD#: 142910
East Syracuse, NY
Past
December 20, 2012 - April 6, 2021
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
EAST SYRACUSE, NY
Past
December 13, 2012 - April 6, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
EAST SYRACUSE, NY
Past
August 1, 1997 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 1, 1997 - December 17, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
EAST SYRACUSE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/21/2021)
IAR
Florida(4/22/2021)
RR
Georgia(4/21/2021)
IAR
Georgia(4/22/2021)
RR
Illinois(1/23/2025)
IAR
Illinois(1/28/2025)
RR
Indiana(1/23/2025)
IAR
Indiana(1/23/2025)
RR
Kansas(4/21/2021)
IAR
Kansas(6/27/2023)
RR
Maine(4/21/2021)
IAR
Maine(4/22/2021)
RR
Massachusetts(4/21/2021)
IAR
Massachusetts(7/14/2023)
RR
Nevada(4/21/2021)
IAR
Nevada(7/3/2023)
RR
New Jersey(4/21/2021)
IAR
New Jersey(4/21/2021)
RR
New York(3/31/2021)
IAR
New York(4/12/2021)
RR
North Carolina(1/23/2025)
IAR
North Carolina(1/24/2025)
RR
Ohio(11/9/2025)
IAR
Ohio(11/9/2025)
RR
Texas(4/21/2021)
IAR
Texas(4/22/2021)
RR
Virginia(4/21/2021)
IAR
Virginia(4/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Mailing Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Phone number
(315) 251-1101
Established
New York since 08/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
60
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PINNACLE INVESTMENTS, LLC
CRD#: 142910East Syracuse, NY 13057TRUST BUT VERIFY
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