David H. Mcillwain

KPP ADVISORY SERVICES

Hendersonville, TN 37075

CRD#: 2903184

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Professional summary

David H Mcillwain is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Hendersonville, Tennessee and LPL FINANCIAL LLC located in Hendersonville, Tennessee.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David H Mcillwain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2025 - Present

KPP ADVISORY SERVICES LLC

Office #1: 174 Saundersville Rd, Suite 502, Hendersonville, TN 37075

RIA

CRD#: 289507

Hendersonville, TN

Current

November 1, 2019 - Present

LPL FINANCIAL LLC

Office #1: 174 Saundersville Rd. Ste 502, Hendersonville, TN 37075

RIA

CRD#: 6413

HENDERSONVILLE, TN

Past

November 5, 2019 - June 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

Hendersonville, TN

Past

February 9, 2004 - November 5, 2019

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

HENDERSONVILLE, TN

Past

January 6, 2004 - November 5, 2019

FSC SECURITIES CORPORATION

CRD#: 7461

HENDERSONVILLE, TN

Past

June 9, 2000 - January 7, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 6, 1997 - June 14, 2000

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KPP ADVISORY SERVICES LLC

CRD#: 289507 / SEC#: 801-111709

RIA

Registered Investment Advisory firm - (9/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/6/2019)

California
(11/1/2019)

Florida
(11/1/2019)

Georgia
(11/1/2019)

Illinois
(6/5/2025)

Indiana
(11/1/2019)

Kansas
(9/8/2020)

Kentucky
(11/1/2019)

Louisiana
(7/30/2025)

Michigan
(9/8/2020)

New York
(3/10/2025)

North Carolina
(2/25/2025)

Ohio
(3/17/2026)

Pennsylvania
(10/30/2024)

South Carolina
(5/27/2024)

Tennessee
(11/1/2019)

IAR

Tennessee
(1/21/2025)

Texas
(2/24/2025)

IAR

Texas
(2/24/2025)

Virginia
(11/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KPP ADVISORY SERVICES LLC

CRD#: 289507 / SEC#: 801-111709

RIA

Registered Investment Advisory firm - (9/15/2017 Approved)

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Contact information

Main Address

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222

Mailing Address

Phone number

(502) 394-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A KPP ADVISORY SERVICES LLC (3/20/2026)

Regulatory assets under management

Total Number of Accounts	3,995
AUM (Assets Under Management)	$ 1,241,011,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David H. Mcillwain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David H Mcillwain's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

MORGAN STANLEY DW INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

Primary Firm SEC Registration

KPP ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/1997

Series 63

Date: 8/5/1997

SIE

Date: 10/1/2018

Series 7

Date: 8/4/1997

FINRA

Current Firm

KPP ADVISORY SERVICES LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KPP ADVISORY SERVICES LLC

TRUST BUT VERIFY

Contact information

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