GC
Glenn E. Cook
TRIUMPH WEALTH ADVISORS
League City, TX
Some features on this profile are disabled
CRD#: 2903080
GC
Professional summary
Glenn Edward Cook, who also goes by Glenn Cook, is a registered financial advisor currently at TRIUMPH WEALTH ADVISORS, INC. located in League City, Texas.
Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Glenn has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Glenn Cook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LEGAL SHIELD 2119 PAINTBRUSH AVE, LEAGUE CITY, TX. 77573. NOT INVESTMENT RELATED. START DATE 10/2014. AGENT. LEGAL FIRM OFFERING PREPAID LEGAL SERVICES & IDENTITY THEFT PROTECTION. CAN BE INVESTMENT RELATED. MY DUTIES INCLUDE PRESENTING THE SERVICES THAT LEGAL SHIELD'S ATTORNEYS/LAW FIRM CAN PROVIDE TO MY CLIENTS FOR DOCUMENTS PROTECTION, ASSET PROTECTION, LEGAL CONSULTATIONS, AS WELL AS FAMILY LAW MATTERS INCLUDING PREPARATION OF WILLS, POWER OF ATTORNEYS, AND LIVING WILLS. NUMBER OF HOURS PER MONTH DEVOTED TO THESE ACTIVITIES ARE 2, 1 HOURS DURING SECURITIES TRADING HOURS.
2) PATHWAY FINANCIAL SERVICES (DBA), 2119 PAINTBRUSH AVE, LEAGUE CITY, TX. 77573. INVESTMENT RELATED. START DATE: 05/2016. OWNER/PRESIDENT. MY DUTIES INCLUDE SELLING LIFE INSURANCE, ANNUITIES, LONG TERM CARE, HEALTH, AND DISABILITY. I DETERMINE INSURANCE RELATED NEEDS, PRESENT PROPOSAL TO CLIENT, COMPLETE AND SUBMIT REQUIRED APPLICATIONS, AND DELIVER POLICIES WHEN ISSUED. NUMBER OF HOURS DEVOTED TO THESE ACTIVITIES ARE 20 HOURS PER MONTH AND 40 HOURS DURING SECURITIES TRADING HOURS.
3) PEOPLE IN NEED. CLEAR CREEK COMMUNITY CHURCH, 999 FM270, LEAGUE CITY, TX 77573. NOT INVESTMENT RELATED. START DATE: 04/2012. COMMITTEE MEMBER AND BUDGET COUNSELOR. THE CHURCH HAS A BENEVOLENCE COMMITTEE CALLED "PEOPLE IN NEED" (PIN) OF WHICH I AM A MEMBER. WHEN PEOPLE IN OUR CONGREGATION HAVE A FINANCIAL CRISIS SUCH AS NOT BEING ABLE TO PAY THEIR RENT, OR ELECTRIC BILL, OR MAKE THEIR CAR PAYMENT, OR NEED FOOD, ETC..., THEY WILL SUBMIT AN APPLICATION FOR FINANCIAL ASSISTANCE TO THE CHURCH. THE PIN TEAM WILL MEET WITH THE INDIVIDUAL OR COUPLE AS IT MAY BE, TO DISCUSS THEIR SITUATION. AS PART OF THE PROCESS, WE OFFER THEM THE OPPORTUNITY TO MEET WITH ONE OF THE BUDGET COUNSELORS (OF WHICH I AM A TEAM LEADER) TO TEACH THEM HOW TO DEVELOP AND LIVE ON A BUDGET AS WELL AS HOW TO GET OUT OF DEBT USING THE DEBT SNOW BALL PLAN. AFTER THIS MEETING, THE PIN TEAM WILL DECIDE ON WHAT BILLS THE CHURCH WILL PAY, AND TURN IN THE APPROPRIATE DOCUMENTATION TO THE FINANCE GROUP. THE FINANCE GROUP WILL GENERATE THE CHECKS AND MAIL THEM OUT TO PAY THE BILLS. THE PIN TEAM IS NOT PART OF THE FINANCE GROUP AND HAS NO ACCESS TO THE CHURCH'S BANK ACCOUNTS. APPROX.HRS/MO: 8. APPROX. HRS/MO DURING SECURITIES TRADING: 8.
4) TRIUMPH WEALTH ADVISORS, INC., RIA.2230 TOWNE LAKE PARKWAY, BUILDING 800, STE. 130, WOODSTOCK, GA. 30189 INVESTMENT RELATED. IAR. OFFER ADVISORY SERVICES, SUCH AS ASSET MANAGEMENT, FINANCIAL PLANNING AND OTHER INVESTMENT ADVISORY SERVICES. TOGETHER WITH DBA-PATHWAY FINANCIAL SERVICES. APPROX HRS/MO: 120. APPROX HRS/MO DURING SECURITIES TRADING: 80.
5) Durable Power of Attorney for Lois M. Rowe. 4004 Vista Rd., Apt. 5, Pasadena, TX 77504. Not investment related. Start date: 9/7/2018. Financial Management was executed by Lois Marguerite Rowe, assigning Glenn Edward Cook, as her Agent. Ms. Rowe is Cook's Mother-In-Law and is recovering from a broken ankle due to a fall. Routinely review her checking account to pay bills, monitoring her checking/savings accounts, helping her make financial decisions monitoring her credit card and debt accounts and making phone calls on her behalf. Approx. hrs/mo: 4. Approx. hrs/mo during securities trading: 4.
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Edward Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2024 - Present
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
League City, TX
Past
June 26, 2019 - October 20, 2022
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
League City, TX
Past
May 5, 2016 - July 22, 2024
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
League City, TX
Past
May 5, 2016 - July 18, 2019
TAYLOR CAPITAL MANAGEMENT INC.
BD
CRD#: 43559
League City, TX
Past
July 7, 2014 - May 12, 2016
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
LEAGUE CITY, TX
Past
July 7, 2014 - May 12, 2016
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
LEAGUE CITY, TX
Past
January 13, 2012 - July 3, 2014
PFS INVESTMENTS INC.
RIA
CRD#: 10111
HOUSTON, TX
Past
March 11, 2011 - July 3, 2014
PFS INVESTMENTS INC.
BD
CRD#: 10111
HOUSTON, TX
Past
January 2, 2001 - November 2, 2001
PRO-INTEGRITY SECURITIES, INC.
BD
CRD#: 44707
LONGVIEW, TX
Past
January 4, 1999 - December 31, 2000
PRO-INTEGRITY SECURITIES, INC.
BD
CRD#: 44707
LONGVIEW, TX
Past
May 5, 1998 - December 31, 1998
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
June 20, 1997 - September 23, 1997
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TW
TRIUMPH WEALTH ADVISORS, INC.
BILTMORE FINANCIAL SERVICES | WIENIEWITZ FINANCIAL | WELLS FINANCIAL | VISION FINANCIAL | TRIUMPH WEALTH ADVISORS, INC. | SUNRISE FINANCIAL | STARTT PLANNING | SAVAGE CAPITAL MANAGEMENT | MCPHERSON FINANCIAL SERVICES | MATTHEWS FINANCIAL SERVICES | LEADERSHIP FINANCIAL | KOONTZ INSURANCE AND FINANCIAL | HUMPHRIS FINANCIAL SERVICES | FOCUS FINANCIAL GROUP, LLC | DIPASQUALE FINANCIAL | CP ASSOCIATES | CASON FINANCIAL | CAMERON FINANCIAL SERVICES
CRD#: 153175 / SEC#: 801-79603
RIA
Registered Investment Advisory firm - (7/22/2024 Terminated)Arizona
Registered Investment Advisory firm - (5/21/2014 Terminated)Florida
Registered Investment Advisory firm - (5/21/2014 Terminated)Georgia
Registered Investment Advisory firm - (5/31/2024 Approved)Indiana
Registered Investment Advisory firm - (5/21/2014 Terminated)Mississippi
Registered Investment Advisory firm - (5/21/2014 Terminated)North Carolina
Registered Investment Advisory firm - (5/21/2014 Terminated)South Carolina
Registered Investment Advisory firm - (5/21/2014 Terminated)Texas
Registered Investment Advisory firm - (7/19/2024 Approved)Virginia
Registered Investment Advisory firm - (5/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2230 Towne Lake Pkwy Bldg 800-ste 130, Woodstock, GA 30189
Mailing Address
Phone number
(770) 924-9322
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 30,337,210 |
Red Flags
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