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Glenn E. Cook

TRIUMPH WEALTH ADVISORS
League City, TX
Some features on this profile are disabled
CRD#: 2903080
GC

Professional summary


Glenn Edward Cook, who also goes by Glenn Cook, is a registered financial advisor currently at TRIUMPH WEALTH ADVISORS, INC. located in League City, Texas.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Glenn has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Glenn Cook

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Glenn Edward Cook's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 14, 2024 - Present

TRIUMPH WEALTH ADVISORS, INC.

RIA
CRD#: 153175
League City, TX
Past

June 26, 2019 - October 20, 2022

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
League City, TX
Past

May 5, 2016 - July 22, 2024

TRIUMPH WEALTH ADVISORS, INC.

RIA
CRD#: 153175
League City, TX
Past

May 5, 2016 - July 18, 2019

TAYLOR CAPITAL MANAGEMENT INC.

BD
CRD#: 43559
League City, TX
Past

July 7, 2014 - May 12, 2016

QUESTAR ASSET MANAGEMENT, INC.

RIA
CRD#: 133358
LEAGUE CITY, TX
Past

July 7, 2014 - May 12, 2016

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
LEAGUE CITY, TX
Past

January 13, 2012 - July 3, 2014

PFS INVESTMENTS INC.

RIA
CRD#: 10111
HOUSTON, TX
Past

March 11, 2011 - July 3, 2014

PFS INVESTMENTS INC.

BD
CRD#: 10111
HOUSTON, TX
Past

January 2, 2001 - November 2, 2001

PRO-INTEGRITY SECURITIES, INC.

BD
CRD#: 44707
LONGVIEW, TX
Past

January 4, 1999 - December 31, 2000

PRO-INTEGRITY SECURITIES, INC.

BD
CRD#: 44707
LONGVIEW, TX
Past

May 5, 1998 - December 31, 1998

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

June 20, 1997 - September 23, 1997

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(10/14/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/29/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TW
TRIUMPH WEALTH ADVISORS, INC.
BILTMORE FINANCIAL SERVICES | WIENIEWITZ FINANCIAL | WELLS FINANCIAL | VISION FINANCIAL | TRIUMPH WEALTH ADVISORS, INC. | SUNRISE FINANCIAL | STARTT PLANNING | SAVAGE CAPITAL MANAGEMENT | MCPHERSON FINANCIAL SERVICES | MATTHEWS FINANCIAL SERVICES | LEADERSHIP FINANCIAL | KOONTZ INSURANCE AND FINANCIAL | HUMPHRIS FINANCIAL SERVICES | FOCUS FINANCIAL GROUP, LLC | DIPASQUALE FINANCIAL | CP ASSOCIATES | CASON FINANCIAL | CAMERON FINANCIAL SERVICES

CRD#: 153175 / SEC#: 801-79603

RIA
Registered Investment Advisory firm - (7/22/2024 Terminated)
Arizona
Registered Investment Advisory firm - (5/21/2014 Terminated)
Florida
Registered Investment Advisory firm - (5/21/2014 Terminated)
Georgia
Registered Investment Advisory firm - (5/31/2024 Approved)
Indiana
Registered Investment Advisory firm - (5/21/2014 Terminated)
Mississippi
Registered Investment Advisory firm - (5/21/2014 Terminated)
North Carolina
Registered Investment Advisory firm - (5/21/2014 Terminated)
South Carolina
Registered Investment Advisory firm - (5/21/2014 Terminated)
Texas
Registered Investment Advisory firm - (7/19/2024 Approved)
Virginia
Registered Investment Advisory firm - (5/21/2014 Terminated)
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Contact information


Main Address
Acworth, GA
Mailing Address
Phone number
(770) 924-9322
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts252
AUM (Assets Under Management)$ 30,337,210

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRIUMPH WEALTH ADVISORS, INC.

CRD#: 153175League City, TX

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