Mark J. Mickey

CALAMOS ADVISORS LLC

NAPERVILLE, IL 60563

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CRD#: 2902992

Professional summary

Mark John Mickey is a registered financial advisor currently at CALAMOS ADVISORS LLC located in Naperville, Illinois and CALAMOS FINANCIAL SERVICES LLC located in Naperville, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 9, Series 10, Series 27, Series 53, Series 4, Series 14, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2441 PEPPER TREE COURT LLC - 2441 PEPPER TREE COURT, LISLE, IL 60532. RENTAL PROPERTY OWNER AND THIS IS NOT INVESTMENT-RELATED. MY DUTIES INCLUDE PAYING THE MORTGAGE, REAL ESTATE TAXES, INSURANCE AND CAPITAL IMPROVEMENTS. THIS PROPERTY BECAME A RENTAL IN 08/2016. I ANTICIPATE SPENDING 2 HOURS PER MONTH ON THE BUSINESS AND ZERO HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark John Mickey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2012 - Present

CALAMOS ADVISORS LLC

Office #1: 2020 Calamos Court, Naperville, IL 60563

RIA

CRD#: 105758

NAPERVILLE, IL

Current

December 10, 2003 - Present

CALAMOS FINANCIAL SERVICES LLC

Office #1: 2020 Calamos Court, Naperville, IL 60563

CRD#: 19850

NAPERVILLE, IL

Past

July 11, 1997 - January 10, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALAMOS ADVISORS LLC

CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS

CRD#: 105758 / SEC#: 801-29688

RIA

Registered Investment Advisory firm - (5/29/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(12/10/2003)

CALAMOS ADVISORS LLC

CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS

CRD#: 105758 / SEC#: 801-29688

RIA

Registered Investment Advisory firm - (5/29/1987 Approved)

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Contact information

Main Address

2020 Calamos Court, Naperville, IL 60563-2787

Mailing Address

Phone number

(630) 245-7200

Established

Firm type

Fiscal year end

# of Employees

257

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,662
AUM (Assets Under Management)	$ 38,184,222,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark J. Mickey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark John Mickey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALAMOS FINANCIAL SERVICES LLC

ABN AMRO INCORPORATED

Primary Firm SEC Registration

CALAMOS ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/1998

Series 63

Date: 11/10/1997

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/3/1999

Series 3

Date: 3/6/1998

Series 7

Date: 7/10/1997

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 27

Date: 5/5/1998

Series 53

Date: 1/23/1998

Series 4

Date: 12/24/1997

Series 14

Date: 11/25/1997

Series 24

Date: 8/29/1997

Series 8

Date: 8/15/1997

FINRA

Current Firm

CALAMOS ADVISORS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALAMOS ADVISORS LLC

TRUST BUT VERIFY

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