Michael R. Handy

HANDY & COMPANY FINANCIAL ADVISORS

Lake Oswego, OR 97035-3594

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CRD#: 2902921

Professional summary

Michael Ralph Handy, who also goes by Michael Handy, is a registered financial advisor currently at HANDY & COMPANY FINANCIAL ADVISORS, INC. located in Lake Oswego, Oregon.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Handy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HANDY & REAGAN LLC NOT INVESTMENT RELATED 4550 KRUSE WAY, SUITE 330 LAKE OSWEGO, OR 97035 CPA FIRM IN SAME LOCATION AS INVESTMENT ADVISORY BUSINESS PRESIDENT AND PRACTICING CPA STARTED PRACTICING IN OREGON IN 1976. IN THE CURRENT CPA FIRM AND LOCATION SINCE 1996. BUSINESS YEAR IS SPENT ALLOCATING APPROXIMATELY 50% OF TIME TO EACH BUSINESS. THE OFFICE HAS THREE CPAS. THE ADVISORY FIRM HAS ONE PERSON WHO DEVOTES APPROXIMATELY 40% OF HER TIME TO THE ADMINISTRATION OF THE ADVISORY BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ralph Handy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2011 - Present

HANDY & COMPANY FINANCIAL ADVISORS, INC.

Office #1: 4550 Kruse Way, Ste 330, Lake Oswego, OR 97035-3594

RIA

CRD#: 154417

Lake Oswego, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/3/1997

Uniform Securities Agent State Law Examination

Current Firm

HANDY & COMPANY FINANCIAL ADVISORS, INC.

CRD#: 154417 / SEC#:

Oregon

Registered Investment Advisory firm - (1/14/2011 Approved)

Washington

Registered Investment Advisory firm - (6/28/2021 Approved)

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Contact information

Main Address

4550 Kruse Way, Ste 330, Lake Oswego, OR 97035-3594

Mailing Address

Phone number

(503) 635-6100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 58,344,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Handy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ralph Handy's CRS (Customer Relationship Summary).

Certified licenses

Experience

HANDY & COMPANY FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/3/1997

Current Firm

HANDY & COMPANY FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HANDY & COMPANY FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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