SG
Sean P. Gogola
CORDATUS WEALTH MANAGEMENT LLC
Yardley, PA 19067
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CRD#: 2902655
SG
Professional summary
Sean Patrick Gogola, CFP® is a registered financial advisor currently at CORDATUS WEALTH MANAGEMENT LLC located in Yardley, Pennsylvania and PROSPERA FINANCIAL SERVICES, INC. located in Yardley, Pennsylvania.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Sean has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) MR. GOGOLA IS BOARD MEMBER/TRUSTEE/POA/EXECUTOR FOR CORDATUS WEALTH MANAGEMENT (DBA) AN INDEPENDENT RIA LOCATED AT 10 N STATE, NEWTON, PA 18940. THIS IS AN INVESTMENT RELATED BUSINESS SPENDING 41-60% OF HIS WEEKLY TIME DURING MARKET HOURS. COMPENSATION IS 1-9% OF HIS ANNUAL INCOME. 2.) MR GOGOLA IS A PASSIVE INVESTOR AS A LENDER TO GRASSHOPPER SIMPLICITY LOCATED AT 2769 S 4TH, KALAMAZOO, MI 49009. THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING NO TIME DURING MARKET HOURS.NO COMP AT THIS TIME. 3.) MEMBER OF CORDATUS WEALTH PROPERTIES LOCATED ATE 10 N STATE ST. NEWTOWN, PA 18940. THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS TIME NON DURING MARKET HOURS. NO COMPENSATION AT THIS TIME.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Patrick Gogola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
July 7, 2016 - Present
CORDATUS WEALTH MANAGEMENT LLC
Office #1: 95 S. Main Street, Yardley, PA 19067RIA
CRD#: 282871
Yardley, PA
Current
June 17, 2016 - Present
PROSPERA FINANCIAL SERVICES, INC.
Office #1: 95 S Main St, Yardley, PA 19067RIA
BD
CRD#: 10740
Yardley, PA
Past
January 4, 2021 - December 31, 2024
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
Newtown, PA
Past
June 17, 2016 - July 7, 2016
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
Newtown, PA
Past
February 12, 2007 - June 22, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
YARDLEY, PA
Past
July 1, 2003 - June 22, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
YARDLEY, PA
Past
August 30, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORDATUS WEALTH MANAGEMENT LLC
CAMBER WEALTH MANAGEMENT LLC | CORDATUS WEALTH MANAGEMENT LLC
CRD#: 282871 / SEC#: 801-107770
RIA
Registered Investment Advisory firm - (4/29/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2018)
RR
Arizona(1/2/2018)
RR
California(1/2/2018)
RR
Colorado(1/2/2018)
RR
Connecticut(1/2/2018)
RR
Delaware(3/8/2024)
RR
District of Columbia(1/2/2018)
RR
Florida(6/17/2016)
RR
Georgia(1/2/2018)
RR
Illinois(1/2/2018)
RR
Indiana(12/16/2021)
RR
Kansas(12/16/2021)
RR
Maine(1/2/2018)
RR
Maryland(1/2/2018)
RR
Massachusetts(1/2/2018)
RR
Michigan(1/2/2018)
RR
Minnesota(1/2/2018)
RR
Mississippi(1/10/2019)
RR
Missouri(12/16/2021)
RR
Montana(1/4/2021)
RR
Nebraska(12/16/2021)
RR
Nevada(12/16/2021)
RR
New Hampshire(12/16/2021)
RR
New Jersey(6/17/2016)
RR
New Mexico(1/2/2018)
RR
New York(6/17/2016)
RR
North Carolina(1/2/2018)
RR
Ohio(11/8/2018)
RR
Oregon(1/2/2018)
RR
Pennsylvania(6/17/2016)
IAR
Pennsylvania(7/7/2016)
RR
Rhode Island(1/2/2018)
RR
South Carolina(1/2/2018)
RR
South Dakota(12/16/2021)
RR
Tennessee(1/2/2018)
RR
Texas(1/2/2018)
RR
Vermont(1/2/2018)
RR
Virginia(6/17/2016)
RR
Washington(6/9/2021)
RR
Wyoming(12/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CORDATUS WEALTH MANAGEMENT LLC
CAMBER WEALTH MANAGEMENT LLC | CORDATUS WEALTH MANAGEMENT LLC
CRD#: 282871 / SEC#: 801-107770
RIA
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Contact information
Main Address
95 S. Main Street, Yardley, PA 19067
Mailing Address
Phone number
(215) 579-5981
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 907 |
| AUM (Assets Under Management) | $ 525,591,407 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
