Lyndsay R. Kim

ALERA INVESTMENT ADVISORS

Buford, GA

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CRD#: 2902606

Professional summary

Lyndsay Rachel Kim, who also goes by Lyndsay Rachel Korbieh, Lyndsay Rachel Landino, is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in Buford, Georgia and ALERA SECURITIES LLC located in Deerfield, Illinois.

Lyndsay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lyndsay has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lyndsay Rachel Korbieh | Lyndsay Rachel Landino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ALERA INVESTMENT ADVISORS POSITION: Chief Compliance Officer NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 08/15/2023 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015 DESCRIPTION: Administer compliance program for AIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lyndsay Rachel Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2022 - Present

ALERA INVESTMENT ADVISORS, LLC

RIA

CRD#: 287906

Buford, GA

Current

July 18, 2025 - Present

ALERA SECURITIES LLC

Office #1: Three Parkway North Suite 500, Deerfield, IL 60015

CRD#: 335132

Deerfield, IL

Past

August 23, 2024 - April 25, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Deerfield, IL

Past

May 8, 2013 - March 2, 2022

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Chicago, IL

Past

May 7, 2013 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Chicago, IL

Past

May 23, 2012 - May 8, 2013

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

November 3, 2011 - May 8, 2013

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

November 3, 2011 - May 8, 2013

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 3, 2011 - May 8, 2013

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

September 27, 2010 - November 1, 2011

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

October 11, 2002 - May 1, 2007

WELLS INVESTMENT SECURITIES,INC.

CRD#: 15252

NORCROSS, GA

Past

November 21, 2000 - July 25, 2002

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/29/2025)

IAR

Georgia
(2/1/2022)

Georgia
(9/30/2025)

Illinois
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/21/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/5/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

Three Parkway North Suite 500, Deerfield, IL 60015-2567

Mailing Address

Phone number

(847) 457-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	3,097
AUM (Assets Under Management)	$ 3,572,112,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lyndsay R. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lyndsay Rachel Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALERA SECURITIES LLC

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

FSC SECURITIES CORPORATION

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

WORLD GROUP SECURITIES, INC.

WELLS INVESTMENT SECURITIES,INC.

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

ALERA INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/21/2012

Series 63

Date: 5/5/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/20/2000

Series 24

Date: 1/2/2023

FINRA

Current Firm

ALERA INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALERA INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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