BG
Brandon C. Goll
VOYA FINANCIAL ADVISORS
Baton Rouge, LA 70816
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CRD#: 2902457
BG
Professional summary
Brandon Charles Goll, who also goes by Brandon C. Goll, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Baton Rouge, Louisiana.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brandon has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 31 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon C. Goll
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: independent insurance agent; Yes; 2424 EDENBORDN AVENUE SUITE 680; METAIRIE; LA; 70001; fixed insurance sales; Independent Insurance Agent; 8/5/2011; 160; 160; sales of fixed insurance products| WGR, LLC POSITION: Member NATURE: The company provides temporary rental fence. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/29/2024 ADDRESS: 3316 Florida Ave, Ste 201, Kenner LA 70065, United States DESCRIPTION: Meet monthly to review financials with other members of the LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Charles Goll's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brandon Charles Goll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2013 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 5525 Galeria Dr Ste A, Baton Rouge, LA 70816RIA
BD
CRD#: 2882
Baton Rouge, LA
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 5525 Galeria Dr Ste A, Baton Rouge, LA 70816RIA
BD
CRD#: 2882
Baton Rouge, LA
Past
October 18, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
METAIRIE, LA
Past
November 24, 2005 - August 25, 2006
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
BD
CRD#: 19242
JACKSON, MS
Past
October 21, 2002 - April 17, 2003
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
COVINGTON, LA
Past
October 17, 2002 - April 17, 2003
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
September 6, 2002 - September 19, 2002
CAPITAL ONE INVESTMENTS, LLC
BD
CRD#: 17526
NEW ORLEANS, LA
Past
July 16, 1997 - August 13, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/2/2018)
RR
California(7/15/2025)
RR
District of Columbia(2/28/2025)
RR
Florida(10/2/2018)
RR
Indiana(11/20/2020)
RR
Iowa(4/24/2023)
RR
Louisiana(1/3/2011)
IAR
Louisiana(8/26/2013)
RR
Maine(2/1/2021)
RR
Maryland(9/9/2015)
RR
Michigan(1/11/2023)
RR
Mississippi(9/7/2016)
RR
New York(1/8/2025)
IAR
New York(1/8/2025)
RR
North Carolina(1/8/2025)
RR
Texas(3/12/2014)
IAR
Texas(3/12/2014)
RR
Utah(4/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Baton Rouge, LA 70816TRUST BUT VERIFY
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