Mark J. Demma

DEMMA-NOVAK WEALTH MANAGEMENT

DAYTON, OH 45459

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CRD#: 2902379

Professional summary

Mark Joseph Demma is a registered financial advisor currently at DEMMA-NOVAK WEALTH MANAGEMENT located in Dayton, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mark has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEMMA NOVAK WEALTH MANAGEMENT - DBA - INSURANCE SALES - OWNER/ AGENT - START DATE: 06/1997 - LOCATED AT 70 BIRCH ALLEY SUITE 240, BEAVERCREEK, OH 45440 - 100% TIME SPENT SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - START DATE: 01/2009 - LOCATED AT 70 BIRCH ALLEY SUITE 240, BEAVERCREEK, OH 45440 DEMMA WEALTH MANAGEMENT, LLC DBA DEMMA-NOVAK WEALTH MANAGEMENT POSITION: OWNER/ADVISOR NATURE: DEMMA WEALTH MANAGEMENT, LLC DBA DEMMA-NOVAK WEALTH MANAGEMENT IS NOW AN OHIO REGISTERED INVESTMENT ADVISER. INVESTMENT RELATED: YES NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2014 ADDRESS: 70 BIRCH ALLEY, SUITE 240, BEAVERCREEK OH 45440 DESCRIPTION: REGISTERED INVESTMENT ADVISER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Demma's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2015 - Present

DEMMA-NOVAK WEALTH MANAGEMENT

Office #1: 261 Regency Ridge Drive, Dayton, OH 45459

RIA

CRD#: 172311

DAYTON, OH

Past

January 23, 2009 - August 5, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LAVISTA, NE

Past

January 23, 2009 - December 31, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

BEAVERCREEK, OH

Past

February 25, 2002 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

CINCINNATI, OH

Past

March 16, 2001 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

CINCINNATI, OH

Past

June 22, 1998 - March 6, 2001

DONAHUE SECURITIES, INC.

CRD#: 24330

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(4/9/2015)

IAR

Ohio
(1/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/7/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/2000

General Securities Principal Examination

Current Firm

DEMMA-NOVAK WEALTH MANAGEMENT

DEMMA WEALTH MANAGEMENT, LLC | DEMMA-NOVAK WEALTH MANAGEMENT

CRD#: 172311 / SEC#:

Kentucky

Registered Investment Advisory firm - (4/9/2015 Approved)

Ohio

Registered Investment Advisory firm - (1/20/2015 Approved)

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Contact information

Main Address

261 Regency Ridge Drive, Dayton, OH 45459

Mailing Address

Phone number

(513) 624-0075

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark J. Demma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Demma's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

DONAHUE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/7/2008

Series 63

Date: 9/28/1998

SIE

Date: 12/31/2015

Series 7

Date: 6/19/1998

Series 24

Date: 9/28/2000

Current Firm

DEMMA-NOVAK WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

DEMMA-NOVAK WEALTH MANAGEMENT

TRUST BUT VERIFY

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