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William Henry Branner Jr

CRD# 29020·Registered 1969 - 1986
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Henry Branner JR, who also goes by Bill Branner Jr, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1969 - 1986. William had worked at 8 firms and has passed the Series 63, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Branner Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

HI SECURITIES, INC.·CRD# 4233
BD
July 15, 1984 - March 6, 1986
FINANCIAL PLANNERS EQUITY CORPORATION·CRD# 7420
BD
May 11, 1979 - July 18, 1983
FSC SECURITIES CORPORATION·CRD# 7461
BD
November 14, 1978 - September 21, 1983
FINANCIAL RESEARCH COMPANY·CRD# 7163
BD
July 6, 1977 - December 6, 1978
ETI INVESTMENT CORPORATION·CRD# 6288
BD
December 3, 1976 - August 21, 1977
M. H. DECKARD & CO., INC.·CRD# 539
BD
December 18, 1975 - August 22, 1977
INTERNATIONAL SECURITIES CORP.·CRD# 430
BD
December 28, 1973 - March 5, 1976
FINANCIAL SERVICE CORPORATION OF AMERICA·CRD# 292
BD
June 12, 1969 - February 17, 1974

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Current Firm

HS
HI SECURITIES, INC.

ADL INVESTMENT CO., INC. | HI SECURITIES, INC.

CRD#: 4233 / SEC#: 8-15081
BD
Cancelled by FINRA on 09/04/1986

Contact Information

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jun 1969

Series 40 — Registered Principal Examination

Passed Mar 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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