Jeffrey M. Burgess

BURGESS WEALTH ADVISORY

Richmond, VA 23233

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CRD#: 2901944

Professional summary

Jeffrey Michael Burgess, who also goes by Jeff Burgess, is a registered financial advisor currently at BURGESS WEALTH ADVISORY located in Richmond, Virginia.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeffrey has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Burgess

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) D M Burgess Tax; Non-Investment Related; 3900 Westerre Parkway, Richmond VA 23233; Tax preparation and filings; Associate/Assistant - assists in organizing tax documents and entry into tax preparation software, e-file tax returns; 01/01/2017; 3 hours per month; 1/4 hour per month during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Burgess's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2015 - Present

BURGESS WEALTH ADVISORY

Office #1: 3900 Westerre Parkway Suite 300, Richmond, VA 23233

RIA

CRD#: 173898

Richmond, VA

Past

September 30, 1998 - January 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RICHMOND, VA

Past

January 14, 1998 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 14, 1998 - January 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/14/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/1998

General Securities Representative Examination

Current Firm

BURGESS WEALTH ADVISORY

BURGESS WEALTH ADVISORY | JM BURGESS CORP.

CRD#: 173898 / SEC#: 801-80784

RIA

Registered Investment Advisory firm - (4/23/2015 Terminated)

Virginia

Registered Investment Advisory firm - (4/14/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3900 Westerre Parkway Suite 300, Richmond, VA 23233

Mailing Address

Phone number

(804) 320-3136

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 45,179,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey M. Burgess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Burgess's CRS (Customer Relationship Summary).

Certified licenses

Experience

BURGESS WEALTH ADVISORY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/1998

Series 63

Date: 6/15/1998

SIE

Date: 1/14/2015

Series 7

Date: 1/13/1998

Current Firm

BURGESS WEALTH ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BURGESS WEALTH ADVISORY

TRUST BUT VERIFY

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