Mark G. Harding
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Gareth Harding, who also goes by Mark G Harding, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 8 firms and has passed the Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2015 - February 24, 2018
VALUE ARCHITECTS ASSET MANAGEMENT LLC
October 18, 2011 - November 20, 2012
CITIZENS JMP SECURITIES, LLC
July 19, 2011 - October 12, 2011
MERRIMAN CAPITAL, INC.
April 18, 2005 - July 21, 2011
MAXIM GROUP LLC
May 27, 2004 - April 7, 2005
CITIGROUP GLOBAL MARKETS INC.
April 5, 2004 - May 13, 2004
MAXIM GROUP LLC
April 29, 2002 - April 2, 2004
RYAN BECK & CO.
September 11, 2000 - May 13, 2002
GRUNTAL & CO., L.L.C.
June 20, 1997 - August 16, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
VALUE ARCHITECTS ASSET MANAGEMENT LLC
CRD#: 134390 / SEC#: 801-65411
Contact information
Red Flags
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