Mark M. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Mckinley Green was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2021 - March 3, 2025
RIVINGTON SECURITIES, LLC
August 10, 2009 - May 17, 2017
WELLS FARGO SECURITIES, LLC
July 11, 1997 - January 28, 2003
TD SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 5/11/2021
Investment Banking Registered Representative ExaminationCurrent Firm
RIVINGTON SECURITIES, LLC
CRD#: 120689 / SEC#: , 8-65329
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
