James C. Cutting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Christopher Cutting, who also goes by James C Cutting, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2006. James had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 87, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2020 - September 29, 2023
NORTHSTAR ADVISORY GROUP, LLC
December 14, 2010 - March 27, 2015
WILLIAMS TRADING LLC
April 30, 2008 - December 9, 2010
BROOKVIEW CAPITAL LLC
January 24, 2007 - April 14, 2008
PETRA TRADING GROUP LLC
September 5, 2006 - March 18, 2011
NAUTILUS CAPITAL, LLC
Primary Firm SEC Registration
NORTHSTAR ADVISORY GROUP, LLC
CRD#: 306850 / SEC#: 801-118179
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHSTAR ADVISORY GROUP, LLC
CRD#: 306850 / SEC#: 801-118179
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 803 |
| AUM (Assets Under Management) | $ 334,414,208 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
