Jonathan G. Esposito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan George Esposito was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1998. Jonathan had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2019 - June 1, 2022
ALTIUM WEALTH MANAGEMENT LLC
March 25, 2017 - October 4, 2018
MML INVESTORS SERVICES, LLC
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 31, 2011 - January 2, 2015
NEW ENGLAND SECURITIES
March 16, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
August 24, 1998 - March 5, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTIUM WEALTH MANAGEMENT LLC
CRD#: 154719 / SEC#: 801-71774
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,019 |
| AUM (Assets Under Management) | $ 2,652,145,382 |
Red Flags
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