Virginia A. Sadler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Ann Sadler, who also goes by VIrginia Ann Deaver, Virginia A Sadler, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 2006. Virginia had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2023 - December 5, 2023
VAN CLEMENS & CO. INCORPORATED
January 9, 2012 - September 14, 2015
CAPITAL BROKERAGE CORPORATION
April 11, 2008 - February 4, 2010
CAPITOL SECURITIES MANAGEMENT, INC.
April 10, 2008 - February 4, 2010
CAPITOL SECURITIES MANAGEMENT, INC.
August 31, 2006 - December 18, 2007
AMERIPRISE ADVISOR SERVICES, INC.
June 14, 2006 - December 18, 2007
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/25/2023
General Securities Representative ExaminationCurrent Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
