LR

Lemont Richardson

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CRD#: 2901357
LR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lemont Richardson was a registered financial professional .

Lemont is a previously registered financial professional and started their career in finance in 1989. Lemont had worked at 2 firms .

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 23, 2015 - January 10, 2018

GRANITE INVESTMENT ADVISORS, LLC

RIA
CRD#: 149770
CANAAN, NH
Past

March 9, 1989 - July 9, 2015

PEG CAPITAL MANAGEMENT INC

RIA
CRD#: 105535
CANAAN, NH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


GI
GRANITE INVESTMENT ADVISORS, LLC
GRANITE INVESTMENT ADVISORS, INC. | GRANITE INVESTMENT ADVISORS, LLC

CRD#: 149770 / SEC#: 801-70096

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Contact information


Main Address
6 Eagle Sq 3rd Floor, Concord, NH 03301
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GRANITE INVESTMENT ADVISORS, LLC

CRD#: 149770

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