DD
Daniel J. Dingus
FRAGASSO FINANCIAL ADVISORS
Sewickley, PA 15143
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CRD#: 2901266
DD
Professional summary
Daniel James Dingus, AIF®, CFP® is a registered financial advisor currently at FRAGASSO FINANCIAL ADVISORS located in Sewickley, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Mcmurray, Pennsylvania.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FRAGASSO FINANCIAL ADVISORS. 2200 GEORGETOWN DRIVE, SUITE 302, SEWICKLEY, PA 15143. DBA NAME. PRESIDENT, EXECUTIVE DIRECTOR OF PORTFOLIO MANAGEMENT. 160 HOURS/MO; 130 DURING TRADING HOURS. 2) FRAGASSO FINANCIAL ADVISORS. 2200 GEORGETOWN DRIVE, SUITE 302, SEWICKLEY, PA 15143. REGISTERED INVESTMENT ADVISOR. PRESIDENT, EXECUTIVE DIRECTOR OF PORTFOLIO MANAGEMENT. 120 HOURS/MO; 100 DURING TRADING HOURS. 3) INDEPENDENT INSURANCE AGENT. 3402 WASHINGTON ROAD, SUITE 301, MCMURRAY, PA 15317. 5 HOURS/MO; 2 DURING TRADING HOURS. 4) PITTSBURGH SOCIETY OF INVESTMENT PROFESSIONALS. NETWORKING AND NON-PROFIT GROUP. PRESIDENT. 5 HOURS/MO; 0 DURING TRADING HOURS. 5) RENTAL PROPERTY. 712 DUNSTER AVE, PITTSBURGH, PA 15226. MANAGER OF SINGLE FAMILY RENTAL PROPERTY. 5 HOURS/MO; 0 DURING TRADING HOURS. 6) VETERANS LEADERSHIP PROGAM OF W. PA. NON-PROFIT, SUPPORTING VETERANS. BOARD MEMBER. 5 HOURS/MO; 0 DURING TRADING HOURS. 7) SILVER BUBBLES LLC, 104 SOUTH 15TH STREET, PITTSBURGH, PA 15203. PARTY CATERING AND WEDDING PRODUCTIONS. INVESTOR: THIS IS MY WIFE SAMANTHA DINGUS AND SISTER IN LAWS BUSINESS, KIMBERLY MARQUETTE. THEY ARE THE PARTNERS AND ACTIVE PARTICIPANTS. 1 HOUR/MO; 0 DURING TRADING HOURS. 8) NORMAN AVENUE- AIRBNB. 625 NORMAN AVENUE, ASHTABULA, OH 44004. MY WIFE, SAMANTHA DINGUS RENTS A COTTAGE/HOUSE NEAR LAKE ERIE PERIODICALLY. PRIMARILY THROUGH AIRBNB. MY SPECIFIC POSITION IS VERY LIMTED AS MY WIFE RUNS THIS ENDEAVOR. 1 HR/MO; 0 DURING TRADING HRS. 9) THAYER AVENUE-AIRBNB. 407 THAYER AVENUE, ASHTABULA, OH 44004. MY WIFE SAMANTHA DINGUS RENTS A COTTAGE/HOUSE NEAR LAKE ERIE PERIODICALLY. PRIMARLY THROUGH AIRBNB. MY SPECIFIC POSITION IS VERY LIMITED AS MY WIFE RUNS THIS ENDEAVOR. 1 HR/MO; 0 DURING TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel James Dingus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
November 15, 2010 - Present
FRAGASSO FINANCIAL ADVISORS
Office #1: 2200 Georgetown Drive Suite 302, Sewickley, PA 15143RIA
CRD#: 123255
Sewickley, PA
Current
August 2, 2018 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 3402 Washington Road Suite 301, Mcmurray, PA 15317RIA
BD
CRD#: 120222
Mcmurray, PA
Past
September 21, 2007 - December 4, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
PITTSBURGH, PA
Past
September 21, 2007 - August 3, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
PITTSBURGH, PA
Past
January 1, 2007 - August 3, 2007
STANCORP INVESTMENT ADVISERS, INC.
RIA
CRD#: 110228
PORTLAND, OR
Past
January 1, 2007 - August 3, 2007
STANCORP EQUITIES, INC.
BD
CRD#: 19517
PITTSBURGH, PA
Past
March 22, 2006 - January 1, 2007
INVESMART ADVISORS INC
RIA
CRD#: 108731
PITTSBURGH, PA
Past
October 7, 2005 - January 1, 2007
INVESMART SECURITIES, LLC
BD
CRD#: 104168
PITTSBURGH, PA
Past
October 24, 2002 - September 19, 2005
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FRAGASSO FINANCIAL ADVISORS
CARTER CAPITAL STRATEGIES | THE INVESTMENT ADVISORY GROUP | THE FRAGASSO GROUP INC. | SUTHERLAND WEALTH MANAGEMENT | FRAGASSO RETIREMENT PLAN ADVISORS | FRAGASSO NONPROFIT INVESTMENT ADVISORS | FRAGASSO INVESTMENT ADVISORS | FRAGASSO FINANCIAL ADVISORS INC. | FRAGASSO FINANCIAL ADVISORS | DANKO FINANCIAL LLC
CRD#: 123255 / SEC#: 801-77097
RIA
Registered Investment Advisory firm - (9/12/2012 Approved)Pennsylvania
Registered Investment Advisory firm - (9/19/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/2/2018)
RR
California(8/2/2018)
RR
Colorado(8/2/2018)
RR
Delaware(8/2/2018)
RR
District of Columbia(8/2/2018)
RR
Florida(8/2/2018)
RR
Georgia(8/2/2018)
RR
Idaho(1/2/2025)
RR
Illinois(8/2/2018)
RR
Indiana(8/2/2018)
RR
Kansas(8/2/2018)
RR
Maryland(8/2/2018)
RR
Massachusetts(8/2/2018)
RR
Michigan(8/2/2018)
RR
Nebraska(8/2/2018)
RR
New Hampshire(1/2/2025)
RR
New Jersey(8/2/2018)
RR
New York(8/2/2018)
RR
North Carolina(8/2/2018)
RR
Ohio(8/2/2018)
RR
Oregon(8/2/2018)
IAR
Pennsylvania(11/15/2010)
RR
Pennsylvania(8/2/2018)
RR
South Carolina(8/2/2018)
RR
Tennessee(8/2/2018)
RR
Texas(8/2/2018)
RR
Utah(1/2/2025)
RR
Vermont(11/26/2019)
RR
Virginia(8/2/2018)
RR
Washington(8/2/2018)
RR
West Virginia(8/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FRAGASSO FINANCIAL ADVISORS
CARTER CAPITAL STRATEGIES | THE INVESTMENT ADVISORY GROUP | THE FRAGASSO GROUP INC. | SUTHERLAND WEALTH MANAGEMENT | FRAGASSO RETIREMENT PLAN ADVISORS | FRAGASSO NONPROFIT INVESTMENT ADVISORS | FRAGASSO INVESTMENT ADVISORS | FRAGASSO FINANCIAL ADVISORS INC. | FRAGASSO FINANCIAL ADVISORS | DANKO FINANCIAL LLC
CRD#: 123255 / SEC#: 801-77097
RIA
Registered Investment Advisory firm - (9/12/2012 Approved)Pennsylvania
Registered Investment Advisory firm - (9/19/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Georgetown Drive Suite 302, Sewickley, PA 15143
Mailing Address
Phone number
(412) 227-3200
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,442 |
| AUM (Assets Under Management) | $ 2,422,371,738 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
