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Douglas L. Young
CETERA INVESTMENT ADVISERS LLC
PORT CHARLOTTE, FL 33980
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CRD#: 2901210
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Professional summary
Douglas Lee Young, who also goes by Doug Young, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Port Charlotte, Florida and CETERA WEALTH SERVICES, LLC located in Punta Gorda, Florida.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Douglas has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doug Young
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLEAR VIEW FINANCIAL SERVICES, LLC; 04/26/2009; SAME ADDRESS AS BRANCH; FINANCIAL ADVISOR; Summit brokerage Registered Representative. Licensed Financial Advisor; DBA; 200 HOURS SPENT ON ACTIVITY PER MONTH 2) CLEAR VIEW FINANCIAL SERVICES; SINCE 10/21/2014; ADDRESS SAME AS BRANCH; HOST; Provide educational events for CPA's. Only CPA's will be invited and should earn one hour of continuing education credit. Guest speaker will provide the educational training. We simply organize and facilitate the events for speakers and guest. We will pay all expenses; 4 HOURS SPENT ON ACTIVITY PER MONTH, 4 HOURS DURING TRADING HOURS 3) NAME OF OTHER BUSINESS: CHARLOTTE AMATEUR RADIO SOCIETY, INC.; INVESTMENT RELATED: NO; ADDRESS: 507 W MARION AVE, PUNTA GORDA, FL 33950; NATURE OF BUSINESS: BOARD; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTOR MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE AMATEUR RADIO EDUCATION, TRAINING AND SERVICES TO CHARLOTTE COUNTY FLORIDA AND SURROUNDING AREAS; 4) NAME OF OTHER BUSINESS: FLORIDA NOTARY PUBLIC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: NOTARY, START DATE: 03/2022 POSITION/TITLE/RELATIONSHIP: NOTARY, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NOTARIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Lee Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1502 Kings Hwy Ste 300, Port Charlotte, FL 33980RIA
CRD#: 105644
PORT CHARLOTTE, FL
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 223 Taylor Street Suite 121, Punta Gorda, FL 33950BD
CRD#: 13572
Punta Gorda, FL
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 9, 2009 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
PORT CHARLOTTE, FL
Past
April 24, 2009 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
PORT CHARLOTTE, FL
Past
February 6, 2006 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PUNTA GORDA, FL
Past
February 3, 2006 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PUNTA GORDA, FL
Past
August 12, 1997 - February 16, 2006
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
PUNTA GORDA, FL
Past
August 6, 1997 - February 16, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PUNTA GORDA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/20/2019)
RR
Colorado(9/20/2019)
RR
Connecticut(9/20/2019)
RR
Florida(9/21/2019)
IAR
Florida(5/15/2023)
RR
Georgia(9/20/2019)
RR
Idaho(1/5/2021)
RR
Illinois(9/20/2019)
RR
Iowa(7/27/2023)
RR
Louisiana(9/20/2019)
RR
Maryland(9/20/2019)
RR
Massachusetts(9/20/2019)
RR
Michigan(9/20/2019)
RR
Mississippi(9/20/2019)
RR
Missouri(9/20/2019)
RR
Montana(9/20/2019)
RR
New Jersey(8/25/2021)
RR
New York(9/20/2019)
RR
North Carolina(9/20/2019)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Virginia(9/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Port Charlotte, FL 33980TRUST BUT VERIFY
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