Ryan E. Neff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Edward Neff was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 1997. Ryan had worked at 8 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2025 - December 31, 2025
NEFF CAPITAL ADVISORS LLC
July 11, 2022 - April 5, 2023
ASSUREDPARTNERS INVESTMENT ADVISORS
October 26, 2012 - December 15, 2022
MURRAY WEALTH MANAGEMENT
October 1, 2012 - October 3, 2013
PURSHE KAPLAN STERLING INVESTMENTS
April 10, 2006 - October 2, 2012
TRIAD ADVISORS LLC
April 10, 2006 - October 2, 2012
TRIAD ADVISORS LLC
November 12, 2004 - April 13, 2006
WRP INVESTMENTS, INC.
September 1, 2004 - April 13, 2006
WRP INVESTMENTS, INC.
August 15, 2001 - September 2, 2004
PRINCIPAL SECURITIES, INC.
July 2, 1997 - August 3, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
NEFF CAPITAL ADVISORS LLC
CRD#: 335886 / SEC#:
Contact information
Red Flags
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