NB
Nolan R. Baker
THE RETIREMENT GUYS FORMULA
Maumee, OH 43537
Some features on this profile are disabled
CRD#: 2900826
NB
Professional summary
Nolan Richard Baker is a registered financial advisor currently at THE RETIREMENT GUYS FORMULA located in Maumee, Ohio and PEAK BROKERAGE SERVICES, LLC located in Maumee, Ohio.
Nolan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Nolan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CMBY, LLC; COMMERCIAL REAL ESTATE OWNER; 30% OWNERSHIP; OWNER; MANAGE THE PROPERTY; COMMENCEMENT DATE: 08/2008; INDEFINITE; 2 HRS/MO 2) CU SPECIALIST LTD; CORP; INSURANCE; LIFE/HEALTH; 100% OWNERSHIP; 5% TIME SPENT; 0% TOTAL COMP; CORP OFFICER; 3) RETIREMENT GUYS FORMULA; DBA; RIA OWNER; 100% OWNERSHIP; 50% TIME SPENT; 60% TOTAL INCOME; COMPLIANCE MANAGER; INDEFINITE TERM; 4) America's Retirement Headquarters; Owner Advisor; Start Date: 1.1.18; Approx. Hours Per Month Spent On Activity: 40; Approx. Hours Spent On Activity Per Month During Trading Hours: 30; 5) Legal Shield; Membership Service, Clients can receive legal advice. Refer Clients. Start Date: 4.1.17. 2 hours spent on activity each month. 0 hours spent on activity during trading hours each month. 6) Insurance Sales; Nolan Baker Agent; Insurance Agent; Start Date: 2/94; Approx. Hours Spent On Activity During Trading Hours: 40; Approx. Hours Spent On Activity Per Month: 40 7) America's Retirement Academy; Educational Seminar Series; Host Educational Event; Course Instructor; Start Date: 4/30/19; Approx. Number Of Hours Spent On Activity Per Month: 10; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 0 8) America's Medicare Associates; Owner; Medicare Supplemental Insurance; Start Date; 07/2019; Approx. Number Of Hours Spent On Activity Per Month: 10; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 8 9) Camelot Portfolio's; IAR; Start Date: 10.23.19; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 10 Approx. Number Of Hours Spent On Activity Per Month:10 10) Business entity: Retirement Tax Partner; Business activity: Tax preparations; Duties of Position: owner; Title: owner; Start Date: 12/25; Approx. # of hours per month spent on activity: 5; Approx. # of hours spent during trading hours: 5
CRS (Client Relationship Summary) - RIA
Click below to view Nolan Richard Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2015 - Present
THE RETIREMENT GUYS FORMULA
Office #1: 1700 Woodlands Drive, Maumee, OH 43537RIA
CRD#: 168561
Maumee, OH
Current
September 1, 2015 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 1700 Woodlands Suite 100, Maumee, OH 43537BD
CRD#: 157045
Maumee, OH
Past
June 6, 2003 - September 2, 2015
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
MAUMEE, OH
Past
March 6, 2002 - September 2, 2015
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
MAUMEE, OH
Past
January 5, 2001 - April 5, 2002
AMERICAN INVESTMENT SERVICES, INC.
BD
CRD#: 21111
OKLAHOMA CITY, OK
Past
January 26, 1999 - January 4, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
August 21, 1997 - February 17, 1999
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
THE RETIREMENT GUYS FORMULA
AMERICA'S RETIREMENT HEADQUARTERS | THE RETIREMENT GUYS NETWORK | THE RETIREMENT GUYS FORMULA LLC | THE RETIREMENT GUYS FORMULA | RETIRE PITTSBURGH | EISERT WEALTH MANAGEMENT | BULL MOOSE RETIREMENT
CRD#: 168561 / SEC#: 801-119086
RIA
Registered Investment Advisory firm - (7/20/2020 Approved)Michigan
Registered Investment Advisory firm - (7/23/2020 Terminated)Ohio
Registered Investment Advisory firm - (7/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2020 Terminated)South Carolina
Registered Investment Advisory firm - (7/22/2020 Terminated)Texas
Registered Investment Advisory firm - (7/22/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/12/2024)
RR
Michigan(9/2/2015)
IAR
Ohio(3/17/2015)
RR
Ohio(9/2/2015)
IAR
Pennsylvania(10/17/2017)
IAR
South Carolina(4/11/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
THE RETIREMENT GUYS FORMULA
AMERICA'S RETIREMENT HEADQUARTERS | THE RETIREMENT GUYS NETWORK | THE RETIREMENT GUYS FORMULA LLC | THE RETIREMENT GUYS FORMULA | RETIRE PITTSBURGH | EISERT WEALTH MANAGEMENT | BULL MOOSE RETIREMENT
CRD#: 168561 / SEC#: 801-119086
RIA
Registered Investment Advisory firm - (7/20/2020 Approved)Michigan
Registered Investment Advisory firm - (7/23/2020 Terminated)Ohio
Registered Investment Advisory firm - (7/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2020 Terminated)South Carolina
Registered Investment Advisory firm - (7/22/2020 Terminated)Texas
Registered Investment Advisory firm - (7/22/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1700 Woodlands Drive, Maumee, OH 43537
Mailing Address
Phone number
(419) 842-0550
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991 |
| AUM (Assets Under Management) | $ 300,603,838 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
