Jeffrey S. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Brown, who also goes by Scott Brown, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1997. Jeffrey had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2012 - February 22, 2017
SUPERIOR RETIREMENT STRATEGIES, LLC
August 30, 2011 - December 14, 2011
1792 SECURITIES, LLC
March 8, 2010 - May 31, 2011
FIVE STAR WEALTH MANAGEMENT, INC.
April 30, 2008 - December 31, 2009
FIVE STAR WEALTH MANAGEMENT, INC.
January 2, 2008 - September 9, 2009
NEXT FINANCIAL GROUP, INC.
January 2, 2008 - September 9, 2009
NEXT FINANCIAL GROUP, INC.
March 23, 2005 - December 31, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 15, 2001 - December 31, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 15, 1997 - February 21, 2001
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPERIOR RETIREMENT STRATEGIES, LLC
CRD#: 158152 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
