Gerald J. Lucas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald John Lucas, who also goes by Jerry Lucas, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1997. Gerald had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2001 - October 11, 2012
ADVISOR FINANCIAL SERVICES
January 3, 2000 - May 24, 2001
COMMONWEALTH FINANCIAL NETWORK
July 29, 1997 - December 31, 1999
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
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Exams
Current Firm
ADVISOR FINANCIAL SERVICES
CRD#: 112909 / SEC#:
Contact information
Red Flags
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