Jeffrey J. Krug

LPL ENTERPRISE

ORLANDO, FL 32839

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CRD#: 2900647

Professional summary

Jeffrey John Krug, who also goes by Jeffrey J Krug, Jeffrey John Krug, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Orlando, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey J Krug | Jeffrey John Krug

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 03/13/2025- Advisor- Non-Variable Insurance Commission Trails- Residual income received on insurance policies written at prior employer.- inv. related- at Lady Lake, FL.-start date 01/02/2023- 0hrs/mnth-0hrs during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey John Krug's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey John Krug's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 4700 Millenia Boulevard Suite 310, Orlando, FL 32839

RIA

CRD#: 8733

ORLANDO, FL

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 4700 Millenia Boulevard Suite 310, Orlando, FL 32839

RIA

CRD#: 8733

ORLANDO, FL

Past

February 7, 2024 - November 12, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ORLANDO, FL

Past

February 6, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

ORLANDO, FL

Past

January 4, 2021 - February 5, 2024

NFSG CORPORATION

RIA

CRD#: 130814

LADY LAKE, FL

Past

December 21, 2020 - February 5, 2024

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

March 4, 2019 - December 18, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Umatilla, FL

Past

November 16, 2018 - December 18, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Umatilla, FL

Past

March 25, 2017 - November 19, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ORLANDO, FL

Past

March 25, 2017 - November 19, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

ORLANDO, FL

Past

December 7, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ORLANDO, FL

Past

December 3, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ORLANDO, FL

Past

January 15, 2014 - December 1, 2015

NBC SECURITIES, INC.

RIA

CRD#: 17870

NEW SMYRNA BEACH, FL

Past

January 10, 2014 - December 1, 2015

NBC SECURITIES, INC.

CRD#: 17870

NEW SMYRNA BEACH, FL

Past

December 19, 2011 - January 10, 2014

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

DAYTONA BEACH, FL

Past

December 13, 2011 - January 10, 2014

FIFTH THIRD SECURITIES, INC.

CRD#: 628

DAYTONA BEACH, FL

Past

May 12, 2010 - December 9, 2011

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ALTAMONTE SPRINGS, FL

Past

April 9, 2010 - December 9, 2011

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ALTAMONTE SPRINGS, FL

Past

November 13, 2009 - April 9, 2010

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

OCALA, FL

Past

November 2, 2009 - April 9, 2010

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

OCALA, FL

Past

January 16, 2007 - October 29, 2009

COLONIAL ASSET MANAGEMENT INC

RIA

CRD#: 108950

EUSTIS, FL

Past

January 5, 2007 - October 29, 2009

COLONIAL BROKERAGE, INC.

CRD#: 111668

EUSTIS, FL

Past

June 3, 2005 - January 4, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

MT. DORA, FL

Past

June 1, 2005 - January 4, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MT. DORA, FL

Past

January 16, 2004 - June 8, 2005

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

November 22, 2002 - December 19, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ALTAMONTE SPRINGS, FL

Past

November 21, 2002 - December 19, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 5, 1997 - November 19, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

EUSTIS, FL

Past

July 30, 1997 - November 19, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/18/2024)

IAR

Florida
(11/18/2024)

Georgia
(11/14/2024)

Indiana
(11/14/2024)

Missouri
(11/14/2024)

New York
(11/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/13/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/29/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/13/2006

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 10/31/2005

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey J. Krug

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey John Krug's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey John Krug's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NBC SECURITIES, INC.

NBC SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

COLONIAL ASSET MANAGEMENT INC

COLONIAL BROKERAGE, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/1997

Series 63

Date: 8/4/1997

SIE

Date: 10/1/2018

Series 31

Date: 8/13/1997

Series 7

Date: 7/29/1997

Series 9

Date: 1/13/2006

Series 10

Date: 10/31/2005

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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