John P. Pascente
Professional summary
John Paul Pascente is a registered financial professional currently at PENSERRA SECURITIES, LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Paul Pascente's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2017 - Present
PENSERRA SECURITIES, LLC
Office #1: 425 South Financial Place Suite 3410, Chicago, IL 60605April 17, 2017 - May 18, 2017
CHEEVERS & COMPANY, LLC
September 24, 2010 - April 11, 2017
BLAYLOCK VAN, LLC
March 28, 2006 - October 1, 2010
CABRERA CAPITAL MARKETS, LLC
April 29, 2005 - March 14, 2006
OPTIMO ASSET MANAGEMENT, LLC
January 1, 1999 - February 25, 2005
BERNARDI SECURITIES, INC.
July 11, 1997 - January 21, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2017)
(4/20/2017)
(4/20/2017)
(4/20/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
NYSE Texas, Inc.
Nasdaq Stock Market
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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