Timothy H. Keeton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Howard Keeton was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1997. Timothy had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2021 - January 17, 2024
PARSONEX SECURITIES, INC.
January 8, 2021 - January 17, 2024
PARSONEX ADVISORY SERVICES, INC.
April 25, 2017 - December 31, 2020
PARSONEX ADVISORY SERVICES, INC.
July 21, 1997 - August 26, 1997
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/10/2021
General Securities Representative ExaminationCurrent Firm
PARSONEX SECURITIES, INC.
CRD#: 144412 / SEC#: , 8-67652
Contact information
FINRA licenses (50 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
