John C. Vu
Professional summary
John Clinton Vu, CFP®, who also goes by Anh Vu, is a registered financial advisor currently at THE RETIREMENT PLANNING GROUP, LLC located in Chesterfield, Missouri.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Clinton Vu's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
March 7, 2022 - Present
THE RETIREMENT PLANNING GROUP, LLC
Office #1: 14755 N Outer 40 Rd Ste 200, Chesterfield, MO 63017November 30, 2016 - March 21, 2022
EDELMAN FINANCIAL ENGINES
July 27, 2015 - November 30, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
April 23, 2004 - September 8, 2015
THE MUTUAL FUND STORE
July 1, 2001 - January 13, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
May 17, 2001 - July 1, 2001
WALNUT STREET SECURITIES, INC.
January 9, 1998 - March 20, 2001
FFP SECURITIES, INC.
Primary Firm SEC Registration
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/7/2022)
(3/7/2022)
(9/23/2024)
Exams
Current Firm
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,295 |
| AUM (Assets Under Management) | $ 4,008,879,250 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 11/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625Chesterfield, MO 63017TRUST BUT VERIFY
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