Jason E. Stepanik

SF PLANNING GROUP LLC | Financial Consultant

THE WOODLANDS, TX 77380

Some features on this profile are disabled

CRD#: 2899964

Professional summary

Jason Eric Stepanik, CFP®, CIMA®, who also goes by Jason E Stepanik, Jason Stepanik, is a registered financial advisor currently at SF PLANNING GROUP LLC located in The Woodlands, Texas.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jason has worked at 15 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

As your Financial Consultant, my purpose is to help you and your family design and implement a sound financial plan. With over 20 years of industry experience and Fidelity's extensive resources and tools, I am committed to helping you reach for your financial goals. 

Question & Answer

What are your service offerings?

Insurance Planning

Estate Planning

Social Security Planning

Education Planning

Retirement Income Management

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Jason E Stepanik | Jason Stepanik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jason Stepanik is currently a licensed insurance agent, however, he no longer sells any insurance products, and is not affiliated with any insurance companies. This does not create a conflict of interest because Jason is a fee-only financial advisor and will not sell any insurance products to clients or prospective clients of SF Planning Group LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Eric Stepanik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

CIMA^®

Certified Investment Management Analyst

Education

Baylor University

Bachelor of Business Administration - Economics

1997

Experience

Current

June 3, 2024 - Present

SF PLANNING GROUP LLC

Office #1: 2002 Timberloch Pl Suite 200, The Woodlands, TX 77380

RIA

CRD#: 331145

THE WOODLANDS, TX

Past

September 3, 2020 - March 6, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

THE WOODLANDS, TX

Past

August 27, 2020 - February 21, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

THE WOODLANDS, TX

Past

October 29, 2019 - September 18, 2020

HFG WEALTH MANAGEMENT, LLC

RIA

CRD#: 148406

THE WOODLANDS, TX

Past

July 13, 2017 - September 28, 2018

SWBC INVESTMENT COMPANY

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/1997

General Securities Representative Examination

Current Firm

SF PLANNING GROUP LLC

CRD#: 331145 / SEC#:

Texas

Registered Investment Advisory firm - (6/3/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2002 Timberloch Pl Suite 200, The Woodlands, TX 77380

Mailing Address

Phone number

(713) 909-0940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 240,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Casey Mack

THE SUM

IAR

The Woodlands, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason E. Stepanik

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Eric Stepanik's CRS (Customer Relationship Summary).

Certified licenses

Education

Baylor University

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

HFG WEALTH MANAGEMENT, LLC

SWBC INVESTMENT COMPANY

SWBC INVESTMENT SERVICES, LLC

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

DELAWARE DISTRIBUTORS, L.P.

INVESCO ADVISERS, INC.

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2002

Series 63

Date: 7/14/1997

SIE

Date: 9/28/2018

Series 7

Date: 7/11/1997

Current Firm

SF PLANNING GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SF PLANNING GROUP LLC

TRUST BUT VERIFY

Contact information

Similar Advisors