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David Christopher Bryan

CRD# 2899871·Registered 1997 - 2022
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Christopher Bryan, who also goes by Chris Bryan, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1997 - 2022. David had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Bryan

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Little Rock, AR
October 29, 2021 - November 12, 2022
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Little Rock, AR
October 26, 2021 - November 12, 2022
CREWS & ASSOCIATES, INC.·CRD# 8052
BD
Little Rock, AR
April 23, 2012 - July 9, 2019
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Little Rock, AR
April 6, 2005 - April 23, 2012
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Little Rock, AR
October 6, 2004 - April 23, 2012
BOK FINANCIAL SECURITIES, INC.·CRD# 17530
BD
Tulsa, OK
May 19, 2003 - October 30, 2003
STEPHENS·CRD# 3496
BD
Little Rock, AR
February 17, 1999 - May 30, 2001
BOK FINANCIAL SECURITIES, INC.·CRD# 17530
BD
Tulsa, OK
September 21, 1998 - February 11, 1999
FIRST COMMERCIAL INVESTMENTS, INC.·CRD# 30542
BD
Little Rock, AR
October 21, 1997 - November 12, 1997

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Current Firm

J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC

BEAR, STEARNS & CO. | JPMORGAN H&Q | JPMORGAN CHASE | J.P.MORGAN SECURITIES INC. | J.P. MORGAN WEALTH MANAGEMENT | J.P. MORGAN SECURITIES LLC | J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES | J.P. MORGAN PRIVATE WEALTH MANAGEMENT | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN PRIVATE CLIENT | J.P. MORGAN PRIVATE BANK | J.P. MORGAN | CHASE PRIVATE CLIENT | CHASE INVESTMENTS | BEAR, STEARNS & CO. INC.

CRD#: 79 / SEC#: 801-3702, 8-35008
RIA
Registered Investment Advisory firm - SEC (4/3/1965 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

270 Park Avenue, New York, NY 10017

Mailing Address

1111 Polaris Pkwy Floor 3f, Columbus, OH 43240

Phone Number

(212) 272-2000

Established

Delaware since 08/12/1985

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

8,703

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE (JPMA) (6/30/2026)

Direct owners and executive officers

NamePositionCRD#
J.P. MORGAN BROKER-DEALER HOLDINGS INC.MEMBER—
AIDELSON, DAVIDCHIEF LEGAL OFFICER7884539
ALAOUI ABDALLAOUI, RACHIDCEO, CHAIR, ELECTED MANAGER7122597
BALAS, THOMAS MICHAELCHIEF FINANCIAL OFFICER2903336
BISESI, BRIAN JELECTED MANAGER3090554
CHOI, MICHAELCHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER6597789
COLAVITA, MOLLIEELECTED MANAGER1875615
DEMPSEY, PATRICK PAULTREASURER2830362
ENGLANDER, ADAM FELECTED MANAGER2941059
FOLEY, KEVIN JELECTED MANAGER4012244
KLION, ROGERCHIEF OPERATING OFFICER5082261
MCCRUM, CARRIEELECTED MANAGER7675791
SABLE, MATTHEW DELECTED MANAGER4835849
TEPPER, ERIC D.ELECTED MANAGER2242377
VIENICK, PAULELECTED MANAGER2212982
VILLWOCK, DAVID SCHIEF COMPLIANCE OFFICER - BROKER DEALER8071637

Regulatory Assets Under Management

Total Number of Accounts

1,246,646

AUM (Assets Under Management)

$429,694,491,042

Disclosures

Regulatory Event

396

Civil Event

9

Arbitration

144

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
11/25/2025Cover PageReport
10/25/2024Cover PageReport
11/27/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Unites States Air Force Auxiliary Civil Air Patrol Investment related: No "Address: 105 S. Hansell Street Maxwell AFB, AL 36112 Website: https://www.gocivilairpatrol.com/ " Nature of the other business: Aviation Position/Title/Relationship: Employee/Contractor Start Date: 10/11/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Senior Member (tentative on background check completion) will work with 12-17 year olds (Cadet program) in their unmanned aerial vehicle (drone) licenses as per FAA UAS rule 701. I am also sponsor for my 12 year old child enrolled in the unit as a cadet. Entity Name: Bryan Revocable Trust Investment related: Yes "Address: High field Cove, Little Rock, AR 72211 Nature of the other business: Trust Position/Title/Relationship: Owner/Partner Start Date: 06/24/2010 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Nature: Personal trust my wife and I as Trustmaker and trustees JPM/Chase/YouInvest #: [REDACTED] Responsibilities: capital preservation and income Connection to JPMC: self Question 5: I provide financial advice on our personal investments Question 6: Connection to JPMC = myself" Entity Name: Bryan Family L.L.C. Investment related: No "Address: 1 Highfield Cove Little Rock, AR 72211" Nature of the other business: Farm Position/Title/Relationship: Owner/Partner Start Date: 01/01/2002 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Nature of business: Timber farm Responsibilities: 26% owner, manager Similar to JPMC role: No Connection to JPMC: Entity Name: Boy Scouts of America Investment related: No "Address: Boy Scouts of America Quapaw Association/Pinnacle District 3220 Cantrell Rd Little Rock, AR 72202 www.scouting.org" Nature of the other business: Community Services Position/Title/Relationship: Employee/Contractor Start Date: 08/01/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Certified and trained Cub master at BSA and leader of Cub Scout Pack 395 at Saint James United Methodist Church Entity Name: Arkansas State Police Investment related: No "Address: Arkansas State Police 1 State Police Plaza Dr, Little Rock, AR 72209 https://www.dps.arkansas.gov/law-enforcement/arkansas-state-police/" Nature of the other business: Community Services Position/Title/Relationship: Employee/Contractor Start Date: 05/01/2006 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: ASP Instructor #06-940. Responsibilities include training as per AR act 905 and pertinent laws regarding Entity Name: David C. Bryan 2021 Irrevocable Trust Investment related: Yes "Address: Highfield Cove Little Rock, AR 72211 Nature of the other business: Trust Position/Title/Relationship: Owner/Partner Start Date: 11/19/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Trustee of my own irrevocable trust set up for gift transfer and investments. Connection to JPMC is it is both a CPC checking account and investment account 2. Boys Scouts of America, position: Cub Master, Little Rock AR, since Sept 18, 2017, 1 hour per week, no hours during trading, no ownership, no compensation, not investment related. 3. ARKANSAS STATE POLICE; NON INVESTMENT RELATED; LITTLE ROCK, AR 72223; HANDGUN INSTRUCTOR; START DATE= 10/01/2006; 16-20 HRS PER MTH/0 DURING MARKET

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC

BEAR, STEARNS & CO. | JPMORGAN H&Q | JPMORGAN CHASE | J.P.MORGAN SECURITIES INC. | J.P. MORGAN WEALTH MANAGEMENT | J.P. MORGAN SECURITIES LLC | J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES | J.P. MORGAN PRIVATE WEALTH MANAGEMENT | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN PRIVATE CLIENT | J.P. MORGAN PRIVATE BANK | J.P. MORGAN | CHASE PRIVATE CLIENT | CHASE INVESTMENTS | BEAR, STEARNS & CO. INC.

CRD#: 79 / SEC#: 801-3702, 8-35008
RIA
Registered Investment Advisory firm - SEC (4/3/1965 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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