DB
David C. Bryan
Some features on this profile are disabled
CRD#: 2899871
DB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Christopher Bryan, who also goes by Chris Bryan, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1997. David had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Chris Bryan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: Unites States Air Force Auxiliary Civil Air Patrol Investment related: No "Address: 105 S. Hansell Street Maxwell AFB, AL 36112 Website: https://www.gocivilairpatrol.com/ " Nature of the other business: Aviation Position/Title/Relationship: Employee/Contractor Start Date: 10/11/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Senior Member (tentative on background check completion) will work with 12-17 year olds (Cadet program) in their unmanned aerial vehicle (drone) licenses as per FAA UAS rule 701. I am also sponsor for my 12 year old child enrolled in the unit as a cadet. Entity Name: Bryan Revocable Trust Investment related: Yes "Address: High field Cove, Little Rock, AR 72211 Nature of the other business: Trust Position/Title/Relationship: Owner/Partner Start Date: 06/24/2010 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Nature: Personal trust my wife and I as Trustmaker and trustees JPM/Chase/YouInvest #: [REDACTED] Responsibilities: capital preservation and income Connection to JPMC: self Question 5: I provide financial advice on our personal investments Question 6: Connection to JPMC = myself" Entity Name: Bryan Family L.L.C. Investment related: No "Address: 1 Highfield Cove Little Rock, AR 72211" Nature of the other business: Farm Position/Title/Relationship: Owner/Partner Start Date: 01/01/2002 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Nature of business: Timber farm Responsibilities: 26% owner, manager Similar to JPMC role: No Connection to JPMC: Entity Name: Boy Scouts of America Investment related: No "Address: Boy Scouts of America Quapaw Association/Pinnacle District 3220 Cantrell Rd Little Rock, AR 72202 www.scouting.org" Nature of the other business: Community Services Position/Title/Relationship: Employee/Contractor Start Date: 08/01/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Certified and trained Cub master at BSA and leader of Cub Scout Pack 395 at Saint James United Methodist Church Entity Name: Arkansas State Police Investment related: No "Address: Arkansas State Police 1 State Police Plaza Dr, Little Rock, AR 72209 https://www.dps.arkansas.gov/law-enforcement/arkansas-state-police/" Nature of the other business: Community Services Position/Title/Relationship: Employee/Contractor Start Date: 05/01/2006 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: ASP Instructor #06-940. Responsibilities include training as per AR act 905 and pertinent laws regarding Entity Name: David C. Bryan 2021 Irrevocable Trust Investment related: Yes "Address: Highfield Cove Little Rock, AR 72211 Nature of the other business: Trust Position/Title/Relationship: Owner/Partner Start Date: 11/19/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Trustee of my own irrevocable trust set up for gift transfer and investments. Connection to JPMC is it is both a CPC checking account and investment account 2. Boys Scouts of America, position: Cub Master, Little Rock AR, since Sept 18, 2017, 1 hour per week, no hours during trading, no ownership, no compensation, not investment related. 3. ARKANSAS STATE POLICE; NON INVESTMENT RELATED; LITTLE ROCK, AR 72223; HANDGUN INSTRUCTOR; START DATE= 10/01/2006; 16-20 HRS PER MTH/0 DURING MARKET
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 29, 2021 - November 12, 2022
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Little Rock, AR
Past
October 26, 2021 - November 12, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Little Rock, AR
Past
April 23, 2012 - July 9, 2019
CREWS & ASSOCIATES, INC.
BD
CRD#: 8052
LITTLE ROCK, AR
Past
April 6, 2005 - April 23, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LITTLE ROCK, AR
Past
October 6, 2004 - April 23, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LITTLE ROCK, AR
Past
May 19, 2003 - October 30, 2003
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
TULSA, OK
Past
February 17, 1999 - May 30, 2001
STEPHENS
BD
CRD#: 3496
LITTLE ROCK, AR
Past
September 21, 1998 - February 11, 1999
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
TULSA, OK
Past
October 21, 1997 - November 12, 1997
FIRST COMMERCIAL INVESTMENTS, INC.
BD
CRD#: 30542
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
J.P. MORGAN SECURITIES LLC
BEAR, STEARNS & CO. | JPMORGAN H&Q | JPMORGAN CHASE | J.P.MORGAN SECURITIES INC. | J.P. MORGAN WEALTH MANAGEMENT | J.P. MORGAN SECURITIES LLC | J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES | J.P. MORGAN PRIVATE WEALTH MANAGEMENT | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN PRIVATE CLIENT | J.P. MORGAN PRIVATE BANK | J.P. MORGAN | CHASE PRIVATE CLIENT | CHASE INVESTMENTS | BEAR, STEARNS & CO. INC.
CRD#: 79 / SEC#: 801-3702, 8-35008
RIA
Registered Investment Advisory firm - SEC (4/3/1965 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
J.P. MORGAN SECURITIES LLC
BEAR, STEARNS & CO. | JPMORGAN H&Q | JPMORGAN CHASE | J.P.MORGAN SECURITIES INC. | J.P. MORGAN WEALTH MANAGEMENT | J.P. MORGAN SECURITIES LLC | J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES | J.P. MORGAN PRIVATE WEALTH MANAGEMENT | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN PRIVATE CLIENT | J.P. MORGAN PRIVATE BANK | J.P. MORGAN | CHASE PRIVATE CLIENT | CHASE INVESTMENTS | BEAR, STEARNS & CO. INC.
CRD#: 79 / SEC#: 801-3702, 8-35008
RIA
Registered Investment Advisory firm - SEC (4/3/1965 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
270 Park Avenue, New York, NY 10017
Mailing Address
1111 Polaris Pkwy Floor 3f, Columbus, OH 43240
Phone number
(212) 272-2000
Established
Delaware since 08/12/1985
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
8,327
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
